Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Marcus CoxMorgan StanleyMetLife Securities Inc.09-21-2009
Jonathan Mac Mac LaffertyPrincipal Securities, Inc.MetLife Securities Inc.$2510-15-2009
Matthew Alan PlumleyINVEST Financial CorporationMetLife Securities Inc.04-29-2010
Cathy T. RidenourLincoln Financial Securities CorporationMetLife Securities Inc.08-05-2010
Timothy Ray DillIndependent Financial PartnersMetLife Securities Inc.09-09-2010
Bobby Hilton Christian Jr.Principal Securities, Inc.MetLife Securities Inc.06-24-2011
Richard Dwayne BarbeeCambridge Investment Research, Inc.MetLife Securities Inc.02-01-2012
Michael Dean ShrieveOneAmerica Securities, Inc.MetLife Securities Inc.08-15-2012
Douglas Tipton ParkPruco Securities, LLC.MetLife Securities Inc.08-16-2012
Philip M MathaiCenter Street Securities, Inc.MetLife Securities Inc.03-06-2013
Mark Douglas SmithPruco Securities, LLC.MetLife Securities Inc.05-28-2013
Joseph Robert LillagorePrincipal Securities, Inc.MetLife Securities Inc.07-08-2013
Bradley Lee LangfordAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
David Bassel Ferraro Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Frederick Michael DarnellAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Heath Patrick LarkinAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Raul Emilio MirandaAmeriprise Financial Services, Inc.MetLife Securities Inc.$108-16-2013
Theodore Andrew MacriAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Timothy Fleming JeffersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$2508-16-2013
Justin P MackayEdward JonesMetLife Securities Inc.08-30-2013
Charles W SellsLincoln Financial Securities CorporationMetLife Securities Inc.06-06-2014
Kelli Lyn GabrielSecurities America, Inc.MetLife Securities Inc.11-01-2014
Joseph John DimauroLincoln Financial Securities CorporationMetLife Securities Inc.12-04-2014
Ronald Arthur GentileAllstate Financial Services, LLCMetLife Securities Inc.05-21-2015
Jeffrey S JeterOneAmerica Securities, Inc.MetLife Securities Inc.03-16-2016

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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