Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Patrick CunninghamB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$10006-26-2009
Joseph Mccaughan MorrisonSentry, LLCMorgan Keegan & Company, Inc.07-15-2009
Caralyn Vansice BalthropFTB Advisors, Inc.Morgan Keegan & Company, Inc.12-15-2009
Robert Leonard PragnellLPL Financial LLCMorgan Keegan & Company, Inc.$2501-05-2010
Stephen Rex JohnsonBrown Associates, Inc.Morgan Keegan & Company, Inc.02-11-2010
James Austin Walne Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Keegan & Company, Inc.$5004-20-2010
Warren Amroy Scott Jr.B. Riley Wealth ManagementMorgan Keegan & Company, Inc.05-14-2010
Paul Edward MeltonWaddell & ReedMorgan Keegan & Company, Inc.$15006-17-2010
Jessica Y. JungLPL Financial LLCMorgan Keegan & Company, Inc.10-22-2010
Scott Edward AndersonB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$2511-11-2010
Andrew William VinsonMML Investors Services, LLCMorgan Keegan & Company, Inc.12-06-2010
Lindsey Kay DonovanWells Fargo Advisors Financial Network, LLCMorgan Keegan & Company, Inc.$1002-16-2011
Edward Brett LewisMorgan StanleyMorgan Keegan & Company, Inc.03-29-2011
John Philip SteeleWaddell & ReedMorgan Keegan & Company, Inc.05-16-2011
William Drake Porter, Brian Joseph SmithMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
Vyvonne L. PhoutharansyMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
Scott Z. GarfinkelRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.04-02-2012
Kittrell Taylor SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.04-02-2012
Kenneth Todd BevinsAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$1004-09-2012
Amanda Cook WebbAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.04-16-2012
Peter Stephen Knoop Jr.UBS Financial Services Inc.Morgan Keegan & Company, Inc.$10004-23-2012
Nicklus H. CaplenorUBS Financial Services Inc.Morgan Keegan & Company, Inc.04-23-2012
Sunil SethRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.08-27-2012
Peter Hungerford DelaneyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.08-28-2012
Wendy Alison HornRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-24-2012
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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