Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny F. Fisher Jr.Royal Alliance Associates, Inc.Morgan Stanley10-23-2019
Tyler Paul BeaudoinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley03-15-2019
Winston Barrett MinterLPL Financial LLCMorgan Stanley$10012-14-2018
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Julie Robertson StonebargerRaymond James & Associates, Inc.Morgan Stanley01-26-2018
Bryce Patrick JenneyRaymond James & Associates, Inc.Morgan Stanley01-02-2018
Annie Marie BienvenuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley12-14-2017
Norman Ashley Thomas IIIJ.P. Morgan Securities LLCMorgan Stanley$15011-02-2017
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$10009-22-2017
Joshua David KlingerRaymond James & Associates, Inc.Morgan Stanley09-11-2017
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$50007-27-2017
Stuart A. RayB. Riley Wealth ManagementMorgan Stanley$50007-11-2017
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Kevin Dale KimeryKimery Wealth Management, LLCMorgan Stanley06-19-2017
Matthew Curtis HeffingtonKimery Wealth Management, LLCMorgan Stanley06-19-2017
Regina Carlene HutchesonLPL Financial LLCMorgan Stanley03-07-2017
Christopher Grant BalesTennessee Valley Asset Management Partners, LLCMorgan Stanley08-16-2016
Lisa Marie AnsleyRaymond James & Associates, Inc.Morgan Stanley$10004-22-2016
Steven Charles ChampagnePrivate Advisor Group, LLCMorgan Stanley03-11-2016
Travis Ryan JacquesPrivate Advisor Group, LLCMorgan Stanley03-11-2016
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
David John StrnadWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10002-18-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Jaime Marie HopkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
Randolph Benton AustinMetLife Securities Inc.Morgan Stanley10-01-2015
Next Page »

Showing 1 to 25 of 91 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.