Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman Wayne JordanINVEST Financial CorporationMorgan Stanley08-26-2015
Nicholas R GerstleNext Wave LLCMorgan Stanley07-02-2015
Thomas Raymond ManganelliAXA Advisors, LLCMorgan Stanley03-16-2015
Tyler Rieves Berry IVB. Riley Wealth ManagementMorgan Stanley$50002-13-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley02-13-2015
Michael Hardy LinkLPL Financial LLCMorgan Stanley12-22-2014
James Gray AndersonWells Fargo Advisors Financial Network, LLCMorgan Stanley$10009-04-2014
Michael Preston BrooksCypress Capital, LLCMorgan Stanley06-11-2014
Stephen J PoteetLPL Financial LLCMorgan Stanley$10005-05-2014
Gene Ray RiceWealth Preservation Advisors, LLCMorgan Stanley03-28-2014
Donald Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
Nina Kristin StrozakWealth Preservation Advisors, LLCMorgan Stanley02-04-2014
Willard Reed KellyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-19-2013
William Henry French IIIW Advisors LLCMorgan Stanley09-23-2013
John Stanton VerbleRaymond James & Associates, Inc.Morgan Stanley$15007-29-2013
Malcolm Henry LilesRobert W. Baird & Co. IncorporatedMorgan Stanley$15005-10-2013
William N. LilesRobert W. Baird & Co. IncorporatedMorgan Stanley$70005-10-2013
Todd Edward PhillipsWealth Preservation Advisors, LLCMorgan Stanley05-10-2013
Alissa N. CarlossStifel, Nicolaus & Company, IncorporatedMorgan Stanley$13505-03-2013
Scott Matthew RheaUBS Financial Services Inc.Morgan Stanley$10003-28-2013
Kenneth SupmanRaymond James & Associates, Inc.Morgan Stanley03-21-2013
Jordan Anthony SchidingWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley03-18-2013
Scott SextonUBS Financial Services Inc. Inc.Morgan Stanley$70003-01-2013
James Brian LongestLongest & Young, LLCMorgan Stanley12-07-2012
Patrick John YoungLongest & Young, LLCMorgan Stanley12-05-2012
« Previous PageNext Page »

Showing 26 to 50 of 91 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.