Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Earl David KearAnderson & Strudwick, IncorporatedMorgan Stanley$1007-10-2009
William Avery CavinessFirst Allied Securities, Inc.Morgan Stanley$2507-17-2009
Lisa Ragen RuckerWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
James Madison Wells IIIWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
Daryl Rene QuarlesWells Fargo Clearing Services, LLCMorgan Stanley$15003-12-2010
Montie Beal HartWells Fargo Clearing Services, LLCMorgan Stanley$15003-25-2010
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
John Churchill ArataSecurities Service Network, LLCMorgan Stanley$2505-17-2010
James Lee KinserWells Fargo Clearing Services, LLCMorgan Stanley$5006-11-2010
Zach Zechariah SmithFirst Citizens Financial Plus, Inc.Morgan Stanley07-07-2010
Larry Moore ParkerStephensMorgan Stanley$10007-16-2010
Waymon Reuben TiptonStephensMorgan Stanley$15007-16-2010
Charles Dale WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-10-2010
Joseph Richard LollerMorgan StanleyMorgan Stanley12-08-2010
Michael Lynn GuessNext Financial Group, Inc.Morgan Stanley01-03-2011
Richard Reed RuhUBS Financial Services Inc.Morgan Stanley$5002-15-2011
Hal Frederick LewisStephensMorgan Stanley$15002-18-2011
William Ben JamesStephensMorgan Stanley$15002-18-2011
Edgar Wadsworth StuartStephensMorgan Stanley$10004-29-2011
Gregory W SniderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-10-2011
John Hugh WheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2506-30-2011
Lawrence A SchafferMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-20-2011
Christopher A. WiltseStephensMorgan Stanley$15007-29-2011
Henry Harrison GrovesStephensMorgan Stanley$15008-22-2011
Sharon E. HammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-23-2011
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.