Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Winston Barrett MinterLPL Financial LLCMorgan Stanley12-14-2018
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Lisa Marie AnsleyRaymond James & Associates, Inc.Morgan Stanley04-22-2016
Steven Charles ChampagnePrivate Advisor Group, LLCMorgan Stanley03-11-2016
Travis Ryan JacquesPrivate Advisor Group, LLCMorgan Stanley03-11-2016
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Jaime Marie HopkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley02-13-2015
James Gray AndersonWells Fargo Advisors Financial Network, LLCMorgan Stanley09-04-2014
Gene Ray RiceWealth Preservation Advisors, LLCMorgan Stanley03-28-2014
Donald Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
Nina Kristin StrozakWealth Preservation Advisors, LLCMorgan Stanley02-04-2014
Todd Edward PhillipsWealth Preservation Advisors, LLCMorgan Stanley05-10-2013
William N. LilesRobert W. Baird & Co. IncorporatedMorgan Stanley05-10-2013
Scott Matthew RheaUBS Financial Services Inc.Morgan Stanley03-28-2013
Kenneth SupmanRaymond James & Associates, Inc.Morgan Stanley03-21-2013
James Brian LongestLongest & Young, LLCMorgan Stanley12-07-2012
Patrick John YoungLongest & Young, LLCMorgan Stanley12-05-2012
Mark Edward StooksburyAmeriprise Financial Services, Inc.Morgan Stanley11-16-2012
Scott Lawrence RabinowitzQuarterwave Asset Management, LLCMorgan Stanley05-30-2012
Seth Anthony StewartStephensMorgan Stanley03-16-2012
Matthew James OelkingSilver Oak Securities, IncorporatedMorgan Stanley10-14-2011
Michael Lynn GuessNext Financial Group, Inc.Morgan Stanley01-03-2011
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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