Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2020
Danny F. Fisher Jr.Royal Alliance Associates, Inc.Morgan Stanley10-23-2019
Tyler Paul BeaudoinWells Fargo Clearing Services, LLCMorgan Stanley03-15-2019
William L. ButlerTBH Advisors, LLCMorgan Stanley05-14-2018
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Julie Robertson StonebargerRaymond James & Associates, Inc.Morgan Stanley01-26-2018
Bryce Patrick JenneyRaymond James & Associates, Inc.Morgan Stanley01-02-2018
Annie Marie BienvenuWells Fargo Clearing Services, LLCMorgan Stanley12-14-2017
Joshua David KlingerRaymond James & Associates, Inc.Morgan Stanley09-11-2017
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Matthew Curtis HeffingtonKimery Wealth Management, LLCMorgan Stanley06-19-2017
Regina Carlene HutchesonLPL Financial LLCMorgan Stanley03-07-2017
Christopher Grant BalesTennessee Valley Asset Management Partners, LLCMorgan Stanley08-16-2016
Lisa Marie AnsleyRaymond James & Associates, Inc.Morgan Stanley04-22-2016
Travis Ryan JacquesPrivate Advisor Group, LLCMorgan Stanley03-11-2016
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Jaime Marie HopkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
Randolph Benton AustinMetLife Securities Inc.Morgan Stanley10-01-2015
Norman Wayne JordanINVEST Financial CorporationMorgan Stanley08-26-2015
Nicholas R GerstleNext Wave LLCMorgan Stanley07-02-2015
Thomas Raymond ManganelliAXA Advisors, LLCMorgan Stanley03-16-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley02-13-2015
Michael Hardy LinkLPL Financial LLCMorgan Stanley12-22-2014
James Gray AndersonWells Fargo Advisors Financial Network, LLCMorgan Stanley09-04-2014
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.