Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$10009-22-2017
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Donald Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
Scott Matthew RheaUBS Financial Services Inc.Morgan Stanley$10003-28-2013
William Anthony HicksUBS Financial Services Inc.Morgan Stanley10-05-2012
Richard Reed RuhUBS Financial Services Inc.Morgan Stanley$50002-15-2011
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.