Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Justin Bradley KaemmererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-18-2017
Laura Jane DavisFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC06-21-2017
Mark Wayne Bailey IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-16-2017
Logan L. WaitesWiley Bros.-Aintree Capital, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
NATHAN BRADLEY HARROMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
Ralph Edward Thompson Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2017
Tracy R FletcherCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC03-28-2017
Matthew James TrivettSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$103-23-2017
Joshua David KlingerMorgan StanleyNorthwestern Mutual Investment Services, LLC06-23-2016
Jacob Ryan FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-18-2016
Micah Jarett CharynFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC03-14-2016
Jason Philip SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-14-2016
Brandon Kristoffer LunkeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-30-2015
Dennis J Sanders IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-05-2015
Jennifer Todd JonesVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC04-08-2015
John Howard Hudson IIIApplied Capital LLCNorthwestern Mutual Investment Services, LLC03-23-2015
Timothy Michael CantrellApplied Capital LLCNorthwestern Mutual Investment Services, LLC03-23-2015
Gerald Michael TaylorAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-13-2015
Daniel Brock HooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-20-2015
Corey A GarnerLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-16-2015
Seth Henson CrosbyVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC08-20-2014
Loren Elise CharacterFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC07-24-2014
Nathan Scott EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2406-23-2014
John Mark FisherPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-28-2012
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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