Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2009
Jerry D. ElmsProEquities, Inc.Northwestern Mutual Investment Services, LLC02-03-2012
John M. FisherPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-28-2012
Nathan Scott EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2506-23-2014
Seth Henson CrosbyVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC08-20-2014
Corey A. GarnerLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-16-2015
Daniel Brock HooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-20-2015
Gerald M. TaylorAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-13-2015
John Howard Hudson IIIApplied Capital LLCNorthwestern Mutual Investment Services, LLC03-23-2015
Timothy CantrellApplied Capital LLCNorthwestern Mutual Investment Services, LLC03-23-2015
Brandon Kristoffer LunkeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-30-2015
Jason Philip SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-14-2016
Matthew James TrivettSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$5003-23-2017
Ralph Edward Thompson Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2017
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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