Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher ByrdMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2020
Zachary Scott BohannonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Matthew A PotterMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-01-2019
Daniel J. ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2019
Thomas LylesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Justin B. KaemmererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC09-18-2017
Terra Dawn LeeRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC08-23-2017
James Tracy HackneyCypress Capital Advisors, LLCNorthwestern Mutual Investment Services, LLC08-04-2017
Carter Mitchell HamricCypress Capital Advisors, LLCNorthwestern Mutual Investment Services, LLC08-04-2017
Matthan HouserNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC07-10-2017
Laura Jane DavisFirst Horizon Advisors, Inc.Northwestern Mutual Investment Services, LLC06-21-2017
Kathryn Lane ArthurMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-21-2017
Nathan Bradley HarroMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
Logan L. WaitesWiley Bros.-Aintree Capital, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
Ralph Edward Thompson Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2017
Steven Bennett LebowitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2016
Joshua David KlingerMorgan StanleyNorthwestern Mutual Investment Services, LLC06-23-2016
Jacob R. FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-18-2016
Micah Jarett CharynFirst Horizon Advisors, Inc.Northwestern Mutual Investment Services, LLC03-14-2016
Jason Philip SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-14-2016
Sandra Elaine MyersLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2015
Brandon Kristoffer LunkeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-30-2015
Dennis J Sanders IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-05-2015
Jennifer Todd JonesVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC04-08-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.