Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke Andrew AlgerSunTrust Investment Services, Inc.Park Avenue Securities LLC08-01-2014
Christopher Shawn HebertSecurian Financial Services, Inc.Park Avenue Securities LLC03-25-2015
Zachary C OlingerCAP Partners, LLCPark Avenue Securities LLC05-23-2018
John William AndersonHornor, Townsend & Kent, LLCPark Avenue Securities LLC$5009-05-2018
Charles Youree JrMain Street Investors, LLCPark Avenue Securities LLC12-14-2018
Stephen Harold StarkMain Street Investors, LLCPark Avenue Securities LLC01-15-2019
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Cliff C SulcerFidelity Brokerage Services LLCPark Avenue Securities LLC06-13-2019
Mark William LanikHornor, Townsend & Kent, LLCPark Avenue Securities LLC07-15-2019
Donald Cedric BruceCambridge Investment Research, Inc.Park Avenue Securities LLC08-16-2019
Andrew Williamson ShibleyRaymond James Financial Services, Inc.Park Avenue Securities LLC08-30-2019
Dwayne Everette VickHornor, Townsend & Kent, LLCPark Avenue Securities LLC11-06-2019
Amy Lue Henthorn-PowellArete Wealth Management, LLCPark Avenue Securities LLC$5011-15-2019
Judson E PyattMML Investors Services, LLCPark Avenue Securities LLC11-22-2019
Dustin Cain MyersMML Investors Services, LLCPark Avenue Securities LLC11-22-2019
John Daniel RichardsonMML Investors Services, LLCPark Avenue Securities LLC12-11-2019
Greg MooreJ.P. Morgan Securities LLCPark Avenue Securities LLC09-15-2020

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.