Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Louis AlbonettiTD Ameritrade Investment Management, LLCPrincipal Securities, Inc.04-17-2019
John Calvin Wooten IIICambridge Investment Research, Inc.Principal Securities, Inc.02-07-2018
Jeffrey Stewart ClappCambridge Investment Research, Inc.Principal Securities, Inc.07-21-2017
Scott Allen HeevnerFirst Command Financial Planning, Inc.Principal Securities, Inc.05-31-2017
Bobby Hilton ChristianPruco Securities, LLC.Principal Securities, Inc.05-11-2017
Jay Scott McIntyrePruco Securities, LLC.Principal Securities, Inc.03-23-2017
Robert Gary McDadeCW Securities, LLCPrincipal Securities, Inc.01-26-2017
Wayne Dean CraryAllstate Financial Services, LLCPrincipal Securities, Inc.05-17-2016
Kenneth J. FowlerPruco Securities, LLC.Principal Securities, Inc.04-27-2016
Dustin William ScobeyPruco Securities, LLC.Principal Securities, Inc.04-12-2016
Lanning Shane WhiteheadPruco Securities, LLC.Principal Securities, Inc.$1004-12-2016
George Blair Cahoon Jr.NYLIFE Securities LLCPrincipal Securities, Inc.$5003-23-2016
Craig Allan DickeyPrincipal Securities, Inc.Principal Securities, Inc.06-03-2015
Keivin Christopher SkellyPrincipal Securities, Inc.Principal Securities, Inc.05-29-2015
Matthew V. PoteeteWells Fargo Clearing Services, LLCPrincipal Securities, Inc.12-11-2013
Brian Thomas SchnabelLPL Financial LLCPrincipal Securities, Inc.05-20-2013
Craig Kindig HardyThe O.N. Equity Sales CompanyPrincipal Securities, Inc.01-22-2013
James Fredrick WilliamsThe O.N. Equity Sales CompanyPrincipal Securities, Inc.$2510-11-2012
John Ross NanniSecurities Service Network, LLCPrincipal Securities, Inc.02-18-2011
Patrick John BrownAllstate Financial Services, LLCPrincipal Securities, Inc.02-17-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.