Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James William Ferrell Jr.LPL Financial LLCRaymond James & Associates, Inc.$5009-17-2009
William Barry Robertson Jr.LPL Financial LLCRaymond James & Associates, Inc.09-17-2009
Roy Daniel MansbergWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5004-01-2010
Carrie Michelle TurcotteLPL Financial LLCRaymond James & Associates, Inc.07-16-2010
Jennifer Allison KingB. Riley Wealth ManagementRaymond James & Associates, Inc.04-15-2013
Daniel Lee GreerU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.06-28-2013
Steven Joseph AndreINVEST Financial CorporationRaymond James & Associates, Inc.06-28-2013
Ronnie Kermit TackerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.10-29-2013
Kari Raeder JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$5011-11-2013
William Lynn PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$5011-11-2013
Stuart Preston VaughnSecurities Service Network, LLCRaymond James & Associates, Inc.12-01-2013
Jason Bert FrazierSecurian Financial Services, Inc.Raymond James & Associates, Inc.01-14-2014
Holly Ann KavanaughLPL Financial LLCRaymond James & Associates, Inc.03-28-2014
John Matsek IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$15004-23-2014
Charles Raymond Hardee IILPL Financial LLCRaymond James & Associates, Inc.$10003-16-2015
Colby Russell RobbinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-05-2015
William Hutchins Smith IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$9907-17-2015
Gregory Chandler RotheryCambridge Investment Research, Inc.Raymond James & Associates, Inc.07-20-2015
Daniel Charles MacdonaldTrustFirstRaymond James & Associates, Inc.$10007-31-2015
Sarah BarnesMetLife Securities Inc.Raymond James & Associates, Inc.11-16-2015
Andrew Johnson SutherlandWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$4301-25-2016
Devin Michael MunczenskiPrincipal Securities, Inc.Raymond James & Associates, Inc.03-31-2016
Leslie Marie ParkerWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15006-17-2016
Anthony Arnall MorrisonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2507-27-2016
Nathan Lee TravisWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2507-27-2016
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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