Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James William Ferrell Jr.LPL Financial LLCRaymond James & Associates, Inc.09-17-2009
Gary Mac MitchellRaymond James Financial Services, Inc.Raymond James & Associates, Inc.12-11-2009
Roy Daniel MansbergWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.04-01-2010
James Mason HundleyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-08-2013
Nancy Lynn GoodloeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-08-2013
Daniel Lee GreerU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.06-28-2013
Sara Chance PierceRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5008-08-2013
William Lynn PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-11-2013
Kari R. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-11-2013
Jason Bert FrazierSecurian Financial Services, Inc.Raymond James & Associates, Inc.01-14-2014
John Matsek IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$10004-23-2014
Jacob Carl PowellRaymond James Financial Services, Inc.Raymond James & Associates, Inc.09-26-2014
Colby Russell RobbinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-05-2015
William Hutchins Smith IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.07-17-2015
Daniel Charles MacdonaldTrustFirstRaymond James & Associates, Inc.$10007-31-2015
Andrew Johnson SutherlandWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$4301-25-2016
Sydney Todd TindallRaymond James Financial Services, Inc.Raymond James & Associates, Inc.05-06-2016
Leslie Marie ParkerWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.06-17-2016
Anthony Arnall MorrisonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2807-27-2016
Nathan Lee TravisWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2507-27-2016
Ronald Brooks Fowler Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$9408-05-2016
Wallace Key Holleman Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$5009-26-2016
James B. Gibbs Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.11-30-2016
Philip Michael FaulkRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5001-26-2017
Davis Love PetersenMorgan StanleyRaymond James & Associates, Inc.03-31-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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