Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Fred Scott BurkeLPL Financial LLCRaymond James Financial Services, Inc.$5010-19-2018
Ralph Wilson SmithSecurities Service Network, LLCRaymond James Financial Services, Inc.$5005-15-2018
Nathan Mcewin RollinsCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-06-2017
Benjamin Rhett FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Michelle Renee ConroyINVEST Financial CorporationRaymond James Financial Services, Inc.04-28-2017
Scott Douglas WilliamsLPL Financial LLCRaymond James Financial Services, Inc.02-24-2017
Steven Lee DickSapiat Asset Management, LLCRaymond James Financial Services, Inc.04-26-2016
John Currier GoodsonHayden RoyalRaymond James Financial Services, Inc.11-10-2015
Tonya Dalma SmithUhlmann Price Securities, LLCRaymond James Financial Services, Inc.$2508-03-2015
Kyle Hammett GowenDuncan-Williams, Inc.Raymond James Financial Services, Inc.09-02-2014
David Seymour ErvinSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.$2510-01-2013
Joe Philip MoserDixon Hughes Goodman Wealth Advisors LLCRaymond James Financial Services, Inc.03-05-2013
Lindsey Maureen WortmanStrategic Advisers LLCRaymond James Financial Services, Inc.12-17-2012
Randall Alan SchrimsherCarty & Company, Inc.Raymond James Financial Services, Inc.06-27-2012
Sten Jacoby MorganMetLife Securities Inc.Raymond James Financial Services, Inc.06-11-2012
David Clay Hogan Jr.Hogan Investment Counsel, LLCRaymond James Financial Services, Inc.03-02-2012
Delores Marie HayesCenter Street Securities, Inc.Raymond James Financial Services, Inc.08-05-2010
Brenda L. MaloneFirst Independent Financial Services, Inc.Raymond James Financial Services, Inc.07-09-2010
Michael Steven PopeAllstate Financial Services, LLCRaymond James Financial Services, Inc.01-28-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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