Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Steven PopeAllstate Financial Services, LLCRaymond James Financial Services, Inc.01-28-2010
Brenda L. MaloneFirst Independent Financial Services, Inc.Raymond James Financial Services, Inc.07-09-2010
Delores Marie HayesCenter Street Securities, Inc.Raymond James Financial Services, Inc.08-05-2010
David Clay Hogan Jr.Hogan Investment Counsel, LLCRaymond James Financial Services, Inc.03-02-2012
Sten Jacoby MorganMetLife Securities Inc.Raymond James Financial Services, Inc.06-11-2012
Randall Alan SchrimsherCarty & Company, Inc.Raymond James Financial Services, Inc.06-27-2012
Lindsey Maureen WortmanStrategic Advisers LLCRaymond James Financial Services, Inc.12-17-2012
Joe Philip MoserDixon Hughes Goodman Wealth Advisors LLCRaymond James Financial Services, Inc.03-05-2013
David Seymour ErvinSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.$2510-01-2013
Kyle Hammett GowenDuncan-Williams, Inc.Raymond James Financial Services, Inc.09-02-2014
Tonya Dalma SmithUhlmann Price Securities, LLCRaymond James Financial Services, Inc.$2508-03-2015
John Currier GoodsonHayden RoyalRaymond James Financial Services, Inc.11-10-2015
Steven Lee DickSapiat Asset Management, LLCRaymond James Financial Services, Inc.04-26-2016
Scott Douglas WilliamsLPL Financial LLCRaymond James Financial Services, Inc.02-24-2017
Michelle Renee ConroyINVEST Financial CorporationRaymond James Financial Services, Inc.04-28-2017
Benjamin Rhett FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Nathan Mcewin RollinsCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-06-2017
Ralph Wilson SmithSecurities Service Network, LLCRaymond James Financial Services, Inc.$5005-15-2018
Fred Scott BurkeLPL Financial LLCRaymond James Financial Services, Inc.$5010-19-2018
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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