Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Bret FincherM Holdings Securities, Inc.Securian Financial Services, Inc.$15008-26-2010
Christopher Dwight StoutM Holdings Securities, Inc.Securian Financial Services, Inc.08-26-2010
Ryan Michael TracyCetera Investment Services LLCSecurian Financial Services, Inc.02-11-2015
Grant HeflinRaymond James & Associates, Inc.Securian Financial Services, Inc.07-06-2015
Scottie Lamar SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-10-2016
Jeffrey Michael SkinnerPrincipal Securities, Inc.Securian Financial Services, Inc.05-08-2017
Robert Dexter LackeyWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-08-2017
Evan Ehrhardt MaloneRBC Capital Markets, LLCSecurian Financial Services, Inc.08-03-2017
William Bailey LoweryCetera Investment Services LLCSecurian Financial Services, Inc.01-10-2018
James Euart CochranCommonwealth Financial NetworkSecurian Financial Services, Inc.06-11-2018
Jeff William GrimmLPL Financial LLCSecurian Financial Services, Inc.11-02-2018
Nathan Scott PowellLegacy Wealth Management IncSecurian Financial Services, Inc.11-14-2018
Christopher John PurcellKelman Lazarov IncSecurian Financial Services, Inc.01-03-2019
William Nathan GreeneCairn Financial GroupSecurian Financial Services, Inc.01-22-2019
Charles Daniel Raube JrCetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Terry Deshun Rogers JrAmeriprise Financial Services, LLCSecurian Financial Services, Inc.09-10-2019
Frank Wayne BaileyRaymond James & Associates, Inc.Securian Financial Services, Inc.10-09-2019
Cooper Ryan SmithMML Investors Services, LLCSecurian Financial Services, Inc.12-11-2019
Garrett Anders DanielSecurities America, Inc.Securian Financial Services, Inc.01-02-2020
Ryan Kyle EalyFidelity Brokerage Services LLCSecurian Financial Services, Inc.02-25-2020
Chase P HallFirst Heartland Capital, Inc.Securian Financial Services, Inc.06-17-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.