Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan LookadooFTB Advisors, Inc.SunTrust Investment Services, Inc.05-06-2009
Carl James GreeneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-13-2010
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$15004-16-2010
Trina Kay DesotoU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.05-10-2010
Mark Stephen MeyerFifth Third Securities, Inc.SunTrust Investment Services, Inc.08-13-2010
William Shane KonvesWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-21-2010
John Crenshaw RidleyProEquities, Inc.SunTrust Investment Services, Inc.03-31-2011
Cara Laiolo BeckerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$5004-13-2011
Mitchell Glenn TuellUBS Financial Services Inc.SunTrust Investment Services, Inc.04-29-2011
Eric Brett HardingMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$106-20-2011
Corey Dee AndersonAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-26-2011
James Morris SmithWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-07-2011
Jared Patrick RoatenMorgan StanleySunTrust Investment Services, Inc.10-14-2011
Joseph Grady WoodruffWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$1,00011-28-2011
Scott Donald NormanWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.12-02-2011
Travis Rene' LemonteFTB Advisors, Inc.SunTrust Investment Services, Inc.05-01-2012
Kevin Gerard HigdonUnited Planners' Financial Services of America A Limited PartnerSunTrust Investment Services, Inc.$105-25-2012
Jeffrey Louis FlowersLPL Financial LLCSunTrust Investment Services, Inc.09-06-2012
Chad A GreenAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.10-16-2012
Sarah Katherine HowardWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$1,00011-01-2012
Kenneth Grayson CrappsStifel, Nicolaus & Company, IncorporatedSunTrust Investment Services, Inc.$5011-06-2012
Keri Ticer GageUBS Financial Services Inc.SunTrust Investment Services, Inc.12-06-2012
Joseph Michael SciaraFTB Advisors, Inc.SunTrust Investment Services, Inc.07-10-2013
Kenneth Melvin DavidsonU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$2508-26-2013
George Robert ColemanLPL Financial LLCSunTrust Investment Services, Inc.$5010-22-2013
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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