Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Wesley Head Jr.Ameriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.05-04-2018
Robert Eugene NormanLPL Financial LLCU.S. Bancorp Investments, Inc.$5012-01-2017
Tracy J RichterBB&T INVESTMENT SERVICES, INC.U.S. Bancorp Investments, Inc.08-11-2017
Christopher Charles MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$2503-16-2017
Marina MamazovaMML Investors Services, LLCU.S. Bancorp Investments, Inc.03-06-2017
Angela Leanne DavisSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.11-23-2016
Joseph Luis MartinezWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2806-15-2016
Wesley Jonathan RobbinsSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.$111-07-2014
James Randall ClayCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.02-04-2014
Steven Thomas FerrettiSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.09-10-2012
Trina Kay DesotoEdward JonesU.S. Bancorp Investments, Inc.$2506-01-2012
Phillip Earl WepkingLPL Financial LLCU.S. Bancorp Investments, Inc.$2510-28-2011
Darla Lynn LeblancUvest Financial Services Group, Inc.U.S. Bancorp Investments, Inc.05-24-2010
Jeremy Tate CorleyFSC Securities CorporationU.S. Bancorp Investments, Inc.$10003-02-2010
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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