Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aleksander TkachenkoLPL Financial LLCU.S. Bancorp Investments, Inc.04-07-2020
Wesley Robert BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.02-19-2020
Andrew Carpenter VellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.10-16-2019
George Wesley Head Jr.Ameriprise Financial Services, LLCU.S. Bancorp Investments, Inc.05-04-2018
Robert Eugene NormanLPL Financial LLCU.S. Bancorp Investments, Inc.$5012-01-2017
Tracy J. RichterBB&T Investment Services, Inc.U.S. Bancorp Investments, Inc.08-11-2017
Christopher C. MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$2503-16-2017
Marina MamazovaMML Investors Services, LLCU.S. Bancorp Investments, Inc.03-06-2017
Angela Leanne DavisSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.11-23-2016
Joseph Luis MartinezWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5006-15-2016
Lucy Xuan Du ChismWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-15-2016
James Anthony SmithCetera Investment Services LLCU.S. Bancorp Investments, Inc.09-09-2015
Wesley Jonathan RobbinsSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.11-07-2014
James R. ClayCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.02-04-2014
Kenneth Wayne BaneTIAA-CREF Individual & Institutional Services, LLCU.S. Bancorp Investments, Inc.02-05-2013
Steven Thomas FerrettiSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.09-10-2012
Trina Kay DesotoEdward JonesU.S. Bancorp Investments, Inc.$2506-01-2012
Phillip Earl WepkingLPL Financial LLCU.S. Bancorp Investments, Inc.10-28-2011
Darla Lynn LeblancUvest Financial Services Group, Inc.U.S. Bancorp Investments, Inc.05-24-2010
Jeremy Tate CorleyFSC Securities CorporationU.S. Bancorp Investments, Inc.$103-02-2010
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.