Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aleksander TkachenkoLPL Financial LLCU.S. Bancorp Investments, Inc.04-07-2020
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010
Andrew VellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.10-16-2019
Christopher C MartinCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$2503-16-2017
Honnie Payne ArnoldWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-26-2010
James Anthony SmithCetera Investment Services LLCU.S. Bancorp Investments, Inc.09-09-2015
Jeremy Tate CorleyFSC Securities CorporationU.S. Bancorp Investments, Inc.$10003-02-2010
Joseph Luis MartinezWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2806-15-2016
Kenneth Wayne BaneTIAA-CREF Individual & Institutional Services, LLCU.S. Bancorp Investments, Inc.02-05-2013
Lucy Xuan Du ChismWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-15-2016
Phillip Earl WepkingLPL Financial LLCU.S. Bancorp Investments, Inc.$2510-28-2011
Robert Eugene NormanLPL Financial LLCU.S. Bancorp Investments, Inc.12-01-2017
Steve HamiltonJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-01-2020
Trina Kay DesotoEdward JonesU.S. Bancorp Investments, Inc.$2506-01-2012
Wesley Jonathan RobbinsSunTrust Investment Services, Inc.U.S. Bancorp Investments, Inc.11-07-2014
Wesley Robert BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.02-19-2020

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.