Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Woodrow Welch IiiFSC Securities CorporationUBS Financial Services Inc.$5003-27-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-09-2009
Robert Byron StokesB. Riley Wealth ManagementUBS Financial Services Inc.04-27-2009
John E WadeB. Riley Wealth ManagementUBS Financial Services Inc.05-22-2009
Kyle Steven LuthyAmeriprise Financial Services, LLCUBS Financial Services Inc.07-01-2009
J H HaseltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-07-2009
Jason Daniel PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-07-2009
David R BermanCommonwealth Financial NetworkUBS Financial Services Inc.$5002-12-2010
Steven Riley CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-28-2010
Grady Colin TaborProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Jeffrey Chad JordanProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
James Montgomery DulaCommonwealth Financial NetworkUBS Financial Services Inc.$9905-27-2011
William Scott ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.$15005-27-2011
Nathan Franklin ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.$15005-27-2011
Laura Elizabeth Faucette KnightMorgan StanleyUBS Financial Services Inc.07-05-2011
Douglas Scott HardyCommonwealth Financial NetworkUBS Financial Services Inc.$5009-02-2011
Richard Raymond CarlsonCommonwealth Financial NetworkUBS Financial Services Inc.05-11-2012
Stephanie H AllenNorthwestern Mutual Investment Services, LLCUBS Financial Services Inc.07-30-2012
Shawnna L SummersWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-28-2013
Scott SextonMorgan StanleyUBS Financial Services Inc.$70003-01-2013
Gregory Scott SextonMorgan StanleyUBS Financial Services Inc.03-01-2013
Meggan E GlassMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2013
Thomas Ray Medlin IiiLPL Financial LLCUBS Financial Services Inc.11-21-2013
Timothy Colvin Jeffery Bedford Gregory TaylorWells Fargo Clearing Services, LLCUBS Financial Services Inc.$32607-02-2014
Jeffery Paul BedfordWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-02-2014
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.