Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Mark ParkerRaymond James & Associates, Inc.UBS Financial Services Inc.08-27-2020
Frank F Bellar JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-10-2020
Frank Ferrell Bellar IiiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.01-10-2020
Katherine Diane PopeThoroughbred Financial Services, LLCUBS Financial Services Inc.04-30-2019
John Coleman EllettRaymond James Financial Services, Inc.UBS Financial Services Inc.01-28-2019
Robert Brian ReeceRaymond James & Associates, Inc.UBS Financial Services Inc.01-17-2019
Zachary Scott EidsonDavis, Davis and Conover Wealth Management, LLCUBS Financial Services Inc.08-31-2017
Aaron H FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Joshua W CroppHHM Wealth Advisors, LLCUBS Financial Services Inc.06-02-2017
Stephen Selden Mathews JrRaymond James Financial Services, Inc.UBS Financial Services Inc.09-30-2016
Kathy Diane BarrettRaymond James Financial Services, Inc.UBS Financial Services Inc.09-30-2016
Julie Kristine YotherStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.03-03-2016
Christopher S LoganWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-13-2014
Timothy Lee ColvinWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.07-02-2014
Natalie Jayne WellsWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.07-02-2014
Thomas Ray Medlin IiiLPL Financial LLCUBS Financial Services Inc.11-21-2013
Meggan E GlassMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2013
Gregory Scott SextonMorgan StanleyUBS Financial Services Inc.03-01-2013
Shawnna L SummersWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-28-2013
Stephanie H AllenNorthwestern Mutual Investment Services, LLCUBS Financial Services Inc.07-30-2012
Richard Raymond CarlsonCommonwealth Financial NetworkUBS Financial Services Inc.05-11-2012
Laura Elizabeth Faucette KnightMorgan StanleyUBS Financial Services Inc.07-05-2011
Grady Colin TaborProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Jeffrey Chad JordanProcessus Wealth & Capital Management, LLCUBS Financial Services Inc.11-19-2010
Kyle Steven LuthyAmeriprise Financial Services, LLCUBS Financial Services Inc.07-01-2009
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.