Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Thomas FlournoyMorgan Keegan & Company, Inc.Waddell & Reed08-13-2009
Ronny KwonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-22-2010
Christian Alexander HermoChristian A. Hermo LLCWaddell & Reed11-29-2010
Richard Oliver Mcbryde Jr.NYLIFE Securities LLCWaddell & Reed$11207-19-2011
James Reuben JustusObjective PlanningWaddell & Reed09-30-2011
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2011
Floyd Edward Fields Jr.NYLIFE Securities LLCWaddell & Reed$10105-30-2012
Jamey Dale BarhamCarty & Company, Inc.Waddell & Reed03-01-2013
John Raymond MowryUBS Financial Services Inc.Waddell & Reed03-04-2013
Tyler Gene SamuelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-16-2013
Jon David ReedSignator Investors, Inc.Waddell & Reed07-25-2014
Gregg Julian WallerSagePoint Financial, Inc.Waddell & Reed10-31-2014
Daniel Alan SellersEdward JonesWaddell & Reed12-05-2014
Justin Paul BillinghamMML Investors Services, LLCWaddell & Reed03-24-2015
Aaron Lynn SuriffMorgan StanleyWaddell & Reed04-10-2015
Richard Thomas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2015
Brandon Robert EdwardsPrivate Advisor Group, LLCWaddell & Reed03-01-2016
Martin Dalton PorterPrivate Advisor Group, LLCWaddell & Reed03-01-2016
Darrell Dean Woodcock Jr.LPL Financial LLCWaddell & Reed$5704-19-2016
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed$107-18-2016
Neil Allen WeaverStrategic Advisers LLCWaddell & Reed09-28-2016
John Wescott BeasleyPrivate Advisor Group, LLCWaddell & Reed10-20-2016
Mitchell Stanton EverettKestra Investment Services, LLCWaddell & Reed02-03-2017
Blake Thurston DorsettSignator Investors, Inc.Waddell & Reed03-17-2017
Jerry Eldon Milligan IIAmeriprise Financial Services, Inc.Waddell & Reed$107-21-2017
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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