Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$109-27-2018
David Wayne BradleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Thomas Wilson Wade Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15007-17-2018
Bradley Scott DickensJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10007-05-2018
Jason R MinorJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5007-05-2018
Donald Martin LevyStephensWells Fargo Clearing Services, LLC$5004-27-2018
Michael Kurt GlaserStephensWells Fargo Clearing Services, LLC04-27-2018
Jeffrey Lynn LittrellTBH Advisors, LLCWells Fargo Clearing Services, LLC04-26-2018
Charles Joseph SchilleciWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
Daniel Ray GriffeyWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
William Emmett Baucum IIIWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
Alan Edgar WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-06-2017
Kathleen Watson WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Susan Elizabeth CrunkRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-06-2017
Thomas Michael Hunter Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-06-2017
Michael ZepatosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Ken Alan WilliamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00008-18-2017
Bennett Christopher WalkerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-16-2017
James Morris SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5008-16-2017
Kim Alan RichardsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-16-2017
Robert Douglas SoerensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-25-2017
James Bruce EvansBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-06-2017
John Martin TempletonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-06-2017
William Euclid Pickens Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-06-2017
Zackary Brian VaughnBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15003-06-2017
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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