Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph BuddLPL Financial LLCWells Fargo Clearing Services, LLC$7006-20-2017
Daniel Head Brian Dickey Steven Witt Barbara MillionTriad Advisors LLCWells Fargo Clearing Services, LLC$19007-29-2016
Roper Fields Thomas Fields BV Lawson Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-06-2019
John Barry JenkinsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6509-14-2018
Bradley S Dickens Jason MinorJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$17707-05-2018
James M AidRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$90006-01-2018
Ken WilliamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15009-18-2017
Jamie SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5108-16-2017
Bruce Evans William Pickens John Templeton Zack VaughnBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$46403-06-2017
Alan E Williams Thomas M Hunter Susan W CrunkRaymond JamesWells Fargo Clearing Services, LLC$25011-27-2017
Cara Solimine RhodesFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC09-02-2020
Blake Jackson Cate JrSMEAC Financial, LLCWells Fargo Clearing Services, LLC08-25-2020
Kimberly M BarryLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2020
Paul Anthony Carl IIISanford C. Bernstein & Co., LLCWells Fargo Clearing Services, LLC02-12-2020
Anthony Richard ThorpeStephensWells Fargo Clearing Services, LLC11-11-2019
Gregory Maurice ReaboldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-01-2019
Thomas Tucker DunbarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-31-2019
R John GrzesiakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-26-2019
Thomas R Fields IiiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-06-2019
Thomas Roper Fields JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-06-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Erik Robert FlegalEudaimonia Partners, LLCWells Fargo Clearing Services, LLC02-25-2019
Charles P StaplesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-13-2018
Bradley Allen GallimoreFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC10-29-2018
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.