Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
John R. Sant Amour Jr.Morgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC$5002-01-2009
Ivie Phillip Burns IIMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC$5002-01-2009
James Gray AndersonMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC02-01-2009
Hugh Mack SloanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15003-26-2009
Jeffrey Blake SloanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-26-2009
Philip David GoldstineTower Square Securities, Inc.Wells Fargo Clearing Services, LLC07-02-2009
David Daniel StrattonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-13-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-18-2009
Collier Brent NussbaumerWalnut Street Securities, Inc.Wells Fargo Clearing Services, LLC$10001-05-2010
Tracey Horner PearsonFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-29-2010
Taylor Thurman FrancisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-10-2010
Robin D. HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-18-2011
Justin Michael TaylorDuncan-Williams, Inc.Wells Fargo Clearing Services, LLC$15002-01-2011
John Thomas Garmany Jr.LPL Financial LLCWells Fargo Clearing Services, LLC05-19-2011
Shane Ellis UnsworthUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-27-2011
Bobby Jacob TallentLPL Financial LLCWells Fargo Clearing Services, LLC$1008-16-2011
David Alan KotyLBMZ Securities, Inc.Wells Fargo Clearing Services, LLC$10008-22-2011
Bennett Joseph JaredCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5009-23-2011
Michelle Nunley WhiteakerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2509-23-2011
Wonnie Lynn ShortRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2511-21-2011
Cage Brewer CarruthersStephensWells Fargo Clearing Services, LLC01-06-2012
Heather Leanne PalmerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC03-19-2012
Kristen T. TuckerLPL Financial LLCWells Fargo Clearing Services, LLC$2504-13-2012
James Thomas ShareUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-30-2012
Next Page »

Showing 1 to 25 of 114 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.