Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
David Daniel StrattonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-13-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-18-2009
Robin D. HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-18-2011
John Thomas Garmany Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10005-19-2011
Shane Ellis UnsworthUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-27-2011
Bennett Joseph Jared, Michelle Nunley WhiteakerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5009-23-2011
Kristen T. TuckerLPL Financial LLCWells Fargo Clearing Services, LLC$2504-13-2012
James Thomas ShareUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-30-2012
Debra Taylor NeymanFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC08-01-2012
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-09-2012
Gerald S. Castle Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-09-2012
Harold Clark Jackson IIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-08-2014
Bradley Roy RileyWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5002-21-2014
Carl James GreeneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Robbie Allen Proffitt, John Wesley Wilkes IV, Kyle GriffinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-06-2015
Alex Bolling ShoreWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5006-12-2015
Jerry Wallace GoodmanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5006-19-2015
Jeffrey Allen BlakeMorgan StanleyWells Fargo Clearing Services, LLC$5008-07-2015
William Shane KonvesMorgan StanleyWells Fargo Clearing Services, LLC$2510-16-2015
Gary Michael AskewMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-09-2015
William Mark LenczynskiEdward JonesWells Fargo Clearing Services, LLC01-04-2016
Barbara Esther DeitelTriad Hybrid Solutions, LLCWells Fargo Clearing Services, LLC05-27-2016
William George DunhamTriad Hybrid Solutions, LLCWells Fargo Clearing Services, LLC05-27-2016
Matthew B. DeitelTriad Hybrid Solutions, LLCWells Fargo Clearing Services, LLC05-27-2016
Next Page »

Showing 1 to 25 of 57 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.