Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Anthony Carl IIISanford C. Bernstein & Co., LLCWells Fargo Clearing Services, LLC02-12-2020
Anthony Richard ThorpeStephensWells Fargo Clearing Services, LLC11-11-2019
Gregory Maurice ReaboldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-01-2019
Michael Hill MurdockEdward JonesWells Fargo Clearing Services, LLC06-28-2019
Erik Robert FlegalEudaimonia Partners, LLCWells Fargo Clearing Services, LLC02-25-2019
Gregory Antonio CraneCity National Securities, Inc.Wells Fargo Clearing Services, LLC01-24-2019
Charles P. StaplesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-13-2018
Aaron Stephen PierettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Bradley Allen GallimoreFirst Horizon Advisors, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-27-2018
John Barry JenkinsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-12-2018
Lara Kathryn FurlongMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-07-2018
Gary Steven HallCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC06-01-2018
James Ervin Stephens Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC05-22-2018
Michael Kurt GlaserStephensWells Fargo Clearing Services, LLC04-27-2018
Jeffrey Lynn LittrellTBH Advisors, LLCWells Fargo Clearing Services, LLC04-26-2018
Daniel R. GriffeyWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
William Emmett Baucum IIILPL Financial LLCWells Fargo Clearing Services, LLC10-19-2017
Kathleen W. WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Timothy S. TubbsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-08-2017
Eric Vincent BaertelsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Michael ZepatosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Ken Alan WilliamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC08-18-2017
James Morris SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC08-16-2017
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.