Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Wayne BradleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Wesley Aaron PriceAmeriprise Financial Services, Inc.Waddell & Reed05-11-2018
George Wesley Head Jr.Ameriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.05-04-2018
Andrew David TillettAmeriprise Financial Services, Inc.Edward Jones04-25-2018
Mark Quinton Lindsey LouderbackAmeriprise Financial Services, Inc.Edward Jones12-26-2017
Benjamin John TiernanAmeriprise Financial Services, Inc.Edward Jones04-30-2015
Steven Gene SacoraAmeriprise Financial Services, Inc.LPL Financial LLC10-30-2013
Robert Monroe Harrison Sr.Ameriprise Financial Services, Inc.LPL Financial LLC09-17-2013
Bradley Lee LangfordAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
David Bassel Ferraro Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Frederick Michael DarnellAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Heath Patrick LarkinAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Theodore Andrew MacriAmeriprise Financial Services, Inc.MetLife Securities Inc.08-16-2013
Paul Todd GaitherAmeriprise Financial Services, Inc.MML Investors Services, LLC04-12-2013
Chad A GreenAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.10-16-2012
Landon Clyde BrakeAmeriprise Financial Services, Inc.J.P. Turner & Company, L.L.C.07-13-2012
Lee Bishop HudsonAmeriprise Financial Services, Inc.J.P. Turner & Company, L.L.C.07-13-2012
Amanda Cook WebbAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.04-16-2012
Robert Daniel WoodendAmeriprise Financial Services, Inc.Carty & Company, Inc.01-09-2012
Mark Lynn DennisAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.11-28-2011
Corey Dee AndersonAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-26-2011
Jesse Kelin GilesAmeriprise Financial Services, Inc.Edward Jones11-05-2010
Keith Alan JustisAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC10-30-2009
Scot William RandAmeriprise Financial Services, Inc.Edward Jones03-06-2009
Clinton Jonathan AllenAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.$102-28-2019
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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