Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Bruce PattesonAmeriprise Financial Services, LLCRaymond James & Associates, Inc.06-02-2020
Kevin Wayne WhiteAmeriprise Financial Services, LLCTD Ameritrade, Inc.04-27-2020
Hampton B BourneAmeriprise Financial Services, LLCLPL Financial LLC$10003-31-2020
Terry Deshun Rogers JrAmeriprise Financial Services, LLCSecurian Financial Services, Inc.09-10-2019
Clinton Jonathan AllenAmeriprise Financial Services, LLCFirst Citizens Investor Services, Inc.02-28-2019
Carson StimpsonAmeriprise Financial Services, LLCEquitable Advisors, LLC11-27-2018
Thomas Adron TrantumAmeriprise Financial Services, LLCWaddell & Reed06-29-2018
Andrew David TillettAmeriprise Financial Services, LLCEdward Jones04-25-2018
Dorothi Leigh BrownAmeriprise Financial Services, LLCTD Ameritrade Clearing, Inc.$2510-06-2017
Christopher R BallardAmeriprise Financial Services, LLCWoodmen Financial Services, Inc.07-31-2017
Jerry Eldon Milligan IiAmeriprise Financial Services, LLCWaddell & Reed07-21-2017
Christopher S BrownAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2510-14-2016
David Erik DunhamAmeriprise Financial Services, LLCEdward Jones05-26-2016
Gary Todd FoutsAmeriprise Financial Services, LLCNext Financial Group, Inc.01-06-2016
Michael Lowell TurnerAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$10002-05-2014
Clyde Clifton Allen IIIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-31-2014
William Harvey McCallAmeriprise Financial Services, LLCSterne Agee Asset Management, Inc.01-15-2014
Robert David WallaceAmeriprise Financial Services, LLCSterne Agee Asset Management, Inc.$3601-15-2014
Frederick Michael DarnellAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Timothy Fleming JeffersonAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Theodore Andrew MacriAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Heath Patrick LarkinAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
David Bassel Ferraro JrAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Raul Emilio MirandaAmeriprise Financial Services, LLCMetLife Securities Inc.08-16-2013
Mark Edward StooksburyAmeriprise Financial Services, LLCMorgan Stanley11-16-2012
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.