Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Renee WhitleyB. Riley Wealth ManagementSignator Investors, Inc.05-29-2018
Jeffrey A HolmesB. Riley Wealth ManagementStifel, Nicolaus & Company, Incorporated$2501-21-2018
Jeannan Castleberry BrewerB. Riley Wealth ManagementRaymond James & Associates, Inc.11-14-2017
Aaron Haskins FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$5007-27-2017
Stuart A RayB. Riley Wealth ManagementMorgan Stanley$5007-11-2017
Jeffrey N BollingB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Robert Douglas NicholB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Twila B GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$5011-04-2016
Joseph Anthony PinoB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC$2507-29-2016
Michael Steven HollyB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC07-29-2016
Shawn Patrick KenneyB. Riley Wealth ManagementStephens$5007-11-2016
Gust Edwin Johnson Jr.B. Riley Wealth ManagementUBS Financial Services Inc.$5006-30-2016
Kelly GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$15006-30-2016
Robert Emmett Lee Jr.B. Riley Wealth ManagementVSR Financial Services, Inc.09-22-2015
Joseph Clarence SandersB. Riley Wealth ManagementUBS Financial Services Inc.$2509-18-2015
Stephen Rodes ManleyB. Riley Wealth ManagementScottrade, Inc.08-03-2015
William Hutchins Smith IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$9907-17-2015
Phillip Robert Rogers Jr.B. Riley Wealth ManagementDuncan-Williams, Inc.04-17-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley$15002-13-2015
Tyler Rieves Berry IVB. Riley Wealth ManagementMorgan Stanley$5002-13-2015
Robert Xavier ReillyB. Riley Wealth ManagementDominick & Dickerman LLC01-20-2015
John Edward HoulihanB. Riley Wealth ManagementOppenheimer & Co. Inc.11-20-2014
Craig Elliott LodgeB. Riley Wealth ManagementUBS Financial Services Inc.$5007-03-2014
John Matsek IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$15004-23-2014
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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