Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Firhan Nasir ChoudharyB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC$5012-06-2019
Jennifer H. MoerbeB. Riley Wealth ManagementFirst Trust Portfolios L.P.02-20-2019
Jerry Renee WhitleyB. Riley Wealth ManagementSignator Investors, Inc.05-29-2018
Martin William PadillaB. Riley Wealth ManagementOppenheimer & Co. Inc.$5001-26-2018
Jeffrey A HolmesB. Riley Wealth ManagementStifel, Nicolaus & Company, Incorporated$2501-19-2018
Jeannan Castleberry BrewerB. Riley Wealth ManagementRaymond James & Associates, Inc.11-14-2017
Aaron H. FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$5007-27-2017
Stuart A. RayB. Riley Wealth ManagementMorgan Stanley$5007-11-2017
Joseph Robert CraneB. Riley Wealth ManagementRaymond James & Associates, Inc.05-04-2017
Robert Douglas NicholB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Jeffrey N. BollingB. Riley Wealth ManagementUBS Financial Services Inc.$7702-03-2017
Twila B GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$5011-04-2016
Michael Steven HollyB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC$1007-29-2016
Joseph Anthony PinoB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC$2507-29-2016
Shawn Patrick KenneyB. Riley Wealth ManagementStephens$2507-11-2016
Gust Edwin Johnson Jr.B. Riley Wealth ManagementUBS Financial Services Inc.$10006-30-2016
Kelly GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$5006-30-2016
Robert Emmett Lee Jr.B. Riley Wealth ManagementVSR Financial Services, Inc.09-22-2015
Joseph Clarence SandersB. Riley Wealth ManagementUBS Financial Services Inc.$5009-18-2015
Stephen Rodes ManleyB. Riley Wealth ManagementScottrade, Inc.$2508-03-2015
William Hutchins Smith IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.07-17-2015
Phillip Robert Rogers Jr.B. Riley Wealth ManagementDuncan-Williams, Inc.$2504-17-2015
Tyler Rieves Berry IVB. Riley Wealth ManagementMorgan Stanley$5002-13-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley02-13-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.