Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Michael SterzB. Riley Wealth ManagementMiracle Mile Advisors, LLC09-22-2020
Joshua D ChaseB. Riley Wealth ManagementKingsview Wealth Management, LLC08-19-2020
Kyle RuizB. Riley Wealth ManagementEdward Jones07-20-2020
Jennifer H MoerbeB. Riley Wealth ManagementFirst Trust Portfolios L.P.02-20-2019
Jerry Renee WhitleyB. Riley Wealth ManagementSignator Investors, Inc.05-29-2018
Aaron H FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Stuart A RayB. Riley Wealth ManagementMorgan Stanley07-11-2017
Joseph Robert CraneB. Riley Wealth ManagementRaymond James & Associates, Inc.05-04-2017
Robert Douglas NicholB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Jeffrey N BollingB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Twila B GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$5011-04-2016
Gust Edwin Johnson JrB. Riley Wealth ManagementUBS Financial Services Inc.$5006-30-2016
Kelly GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$15006-30-2016
William Hutchins Smith IIIB. Riley Wealth ManagementRaymond James & Associates, Inc.$9907-17-2015
Tyler Rieves Berry IvB. Riley Wealth ManagementMorgan Stanley$5002-13-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley$15002-13-2015
Mark Richard LoftB. Riley Wealth ManagementUBS Financial Services Inc.$5008-20-2014
Craig Elliott LodgeB. Riley Wealth ManagementUBS Financial Services Inc.$5007-03-2014
John Matsek IiiB. Riley Wealth ManagementRaymond James & Associates, Inc.$15004-23-2014
Amy KochB. Riley Wealth ManagementJohn Hancock Distributors LLC$15004-17-2014
Daniel Swift EdmundsB. Riley Wealth ManagementSterne Agee Investment Advisors, Inc.$3710-04-2013
Ted Hurley CashionB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$5005-11-2012
Scott Edward AndersonB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$5011-11-2010
Warren Amroy Scott JrB. Riley Wealth ManagementMorgan Keegan & Company, Inc.05-14-2010
Chris Hara DunmoreB. Riley Wealth ManagementRBC Capital Markets, LLC03-01-2010
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.