Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Johnson FairB. Riley Wealth ManagementStanford Group Company$2502-26-2009
Thomas Joseph BegleyB. Riley Wealth ManagementBanc of America Investment Services, Inc.02-26-2009
Richard Adam CharltonB. Riley Wealth ManagementBanc of America Investment Services, Inc.03-06-2009
Brown Burch BaineB. Riley Wealth ManagementStanford Group Company$10003-11-2009
Larry Jay GoldsmithB. Riley Wealth ManagementStanford Group Company03-16-2009
Peter Franklin DemilioB. Riley Wealth ManagementStanford Group Company03-16-2009
Robert Byron StokesB. Riley Wealth ManagementUBS Financial Services Inc.04-27-2009
John E WadeB. Riley Wealth ManagementUBS Financial Services Inc.05-22-2009
Francis Patrick CunninghamB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$10006-26-2009
Robert George SpencerB. Riley Wealth ManagementHowe Barnes Hoefer & Arnett, Inc.12-22-2009
Scott Lee CrawfordB. Riley Wealth ManagementOppenheimer & Co. Inc.02-25-2010
Warren Amroy Scott Jr.B. Riley Wealth ManagementMorgan Keegan & Company, Inc.05-14-2010
Michael Joseph ShortB. Riley Wealth ManagementMorgan Keegan & Company, Inc.09-03-2010
Scott Edward AndersonB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$5011-11-2010
Nathan Andrew CripeB. Riley Wealth ManagementMorgan Keegan & Company, Inc.06-10-2011
Jason Scott LoveB. Riley Wealth ManagementCarty & Company, Inc.06-30-2011
Annette Tehsing LeeB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
Benjamin Glasser AibelB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
Brian Wayne MitchellB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
Howard LevineB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
James Nicklaus EschenheimerB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
James Robert Davis Jr.B. Riley Wealth ManagementSanders Morris Harris LLC$5012-14-2012
Marc William EvansB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
Margaret Wade JohnsonB. Riley Wealth ManagementSanders Morris Harris LLC$6012-14-2012
Roger Preston LittlefieldB. Riley Wealth ManagementSanders Morris Harris LLC12-14-2012
Next Page »

Showing 1 to 25 of 54 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.