Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Ernest Hart IIIB. Riley Wealth ManagementCitigroup Global Markets Inc.01-23-2009
Guy Blann BrittonB. Riley Wealth ManagementCitigroup Global Markets Inc.02-06-2009
Jason Johnson FairB. Riley Wealth ManagementStanford Group Company02-26-2009
Thomas Joseph BegleyB. Riley Wealth ManagementBanc of America Investment Services, Inc.02-26-2009
Richard Adam CharltonB. Riley Wealth ManagementBanc of America Investment Services, Inc.03-06-2009
Brown Burch BaineB. Riley Wealth ManagementStanford Group Company$5003-11-2009
Larry Jay GoldsmithB. Riley Wealth ManagementStanford Group Company03-16-2009
Peter Franklin DemilioB. Riley Wealth ManagementStanford Group Company03-16-2009
Joshua Patrick HarnessB. Riley Wealth ManagementAmeriprise Financial Services, LLC04-13-2009
Robert Byron StokesB. Riley Wealth ManagementUBS Financial Services Inc.04-27-2009
John E. WadeB. Riley Wealth ManagementUBS Financial Services Inc.05-22-2009
Francis Patrick CunninghamB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$10006-26-2009
Robert George SpencerB. Riley Wealth ManagementHowe Barnes Hoefer & Arnett, Inc.$15012-22-2009
Scott Lee CrawfordB. Riley Wealth ManagementOppenheimer & Co. Inc.02-25-2010
Warren Amroy Scott Jr.B. Riley Wealth ManagementMorgan Keegan & Company, Inc.05-14-2010
Michael Joseph ShortB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$2509-03-2010
Scott Edward AndersonB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$2511-11-2010
James Anthony Parrish Jr.B. Riley Wealth ManagementMorgan Keegan & Company, Inc.05-11-2011
Nathan Andrew CripeB. Riley Wealth ManagementMorgan Keegan & Company, Inc.06-10-2011
Jason Scott LoveB. Riley Wealth ManagementCarty & Company, Inc.06-30-2011
Murray Bee RoarkB. Riley Wealth ManagementMorgan Keegan & Company, Inc.07-12-2011
Charles Dallas KilpatrickB. Riley Wealth ManagementB. Riley Wealth Management03-30-2012
Ted Hurley CashionB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$1005-11-2012
Jennifer Allison KingB. Riley Wealth ManagementRaymond James & Associates, Inc.04-15-2013
Daniel Swift EdmundsB. Riley Wealth ManagementSterne Agee Investment Advisors, Inc.10-04-2013
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.