Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Conrad Lowell Slate SrCambridge Investment Research, Inc.MML Investors Services, LLC$5004-24-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
William Henry Parrish JrCambridge Investment Research, Inc.MML Investors Services, LLC$2504-24-2009
Paul Lucian WetherallCambridge Investment Research, Inc.MML Investors Services, LLC$5001-21-2010
Charles Michael EstesCambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Wade Lance McMinn JrCambridge Investment Research, Inc.MML Investors Services, LLC$10001-31-2011
Phillip Brian Cook JrCambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Buster BushCambridge Investment Research, Inc.Next Financial Group, Inc.06-03-2011
Raymond Douglas ChineryCambridge Investment Research, Inc.Next Financial Group, Inc.06-03-2011
Bradley David BushCambridge Investment Research, Inc.Next Financial Group, Inc.$2506-03-2011
Rosalie Jones HenleyCambridge Investment Research, Inc.Next Financial Group, Inc.06-03-2011
Robert James Burke JrCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$29607-23-2012
Regina EmbryCambridge Investment Research, Inc.Woodbury Financial Services, Inc.08-17-2012
Quentin Leon LedfordCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.01-02-2013
Hugh James AtkinsonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.09-17-2013
Mitchell Dean HorstCambridge Investment Research, Inc.Kestra Private Wealth Services, LLC11-12-2013
James Creath Ridley IVCambridge Investment Research, Inc.BB&T Investment Services, Inc.06-30-2014
Eric A McCullyCambridge Investment Research, Inc.MetLife Securities Inc.05-04-2015
Brian Jack ClickCambridge Investment Research, Inc.LPL Financial LLC$5011-06-2015
Christopher Earland ODellCambridge Investment Research, Inc.LPL Financial LLC$5011-09-2015
Bryan Edward NormanCambridge Investment Research, Inc.LPL Financial LLC02-12-2016
Gregg Julian WallerCambridge Investment Research, Inc.SagePoint Financial, Inc.03-01-2016
Monte Brant MillerCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2016
Jamie Estes SingletonCambridge Investment Research, Inc.Avantax Investment Services, Inc.06-23-2016
Michael Russell DunnCambridge Investment Research, Inc.MML Investors Services, LLC11-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.