Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Edward GagnonCenter Street Securities, Inc.USA Financial Securities Corporation10-29-2009
Glenn J. RomerCenter Street Securities, Inc.Lincoln Financial Securities Corporation04-05-2010
Christopher Warren WrightCenter Street Securities, Inc.Cetera Advisors LLC06-04-2010
Billy James RobertsonCenter Street Securities, Inc.Great American Advisors, Inc.07-28-2010
James Allen SchrackCenter Street Securities, Inc.Sunset Financial Services, Inc.02-17-2011
Angela Marie FerranteCenter Street Securities, Inc.QA3 Financial Corp.04-14-2011
Seth B. StewartCenter Street Securities, Inc.American Equity Investment Corporation02-17-2012
Billy James AycockCenter Street Securities, Inc.Jackson National Life Distributors LLC04-25-2013
Ben M Mathias BrowerCenter Street Securities, Inc.Parkland Securities, LLC08-19-2014
Christopher J. SargentCenter Street Securities, Inc.Newbridge Securities Corporation03-13-2017
Scott Eric BeatyCenter Street Securities, Inc.Securities America, Inc.06-01-2017
James Peter SaarCenter Street Securities, Inc.Wealth Watch Advisors, LLC08-02-2018
Amy L JoslinCenter Street Securities, Inc.Emerson Equity LLC08-29-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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