Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Russell ReedyCetera Investment Services LLCAXA Advisors, LLC$5003-16-2020
Gena Faye WolbrechtCetera Investment Services LLCLPL Financial LLC01-13-2020
Chester Michael Waggoner Jr.Cetera Investment Services LLCFifth Third Securities, Inc.10-21-2019
James Andrew VaughnCetera Investment Services LLCEdward Jones10-15-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Jerry Winston Jarrett Jr.Cetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Gregory Scott GriffithCetera Investment Services LLCCambridge Investment Research, Inc.$5008-02-2018
Joseph Furman BishopCetera Investment Services LLCJackson National Life Distributors LLC07-02-2018
Michael Erwood McCormickCetera Investment Services LLCSignator Investors, Inc.04-30-2018
Blake M. SchneiderCetera Investment Services LLCJackson National Life Distributors LLC04-02-2018
Matthew David CanterCetera Investment Services LLCEqis Securities, LLC03-07-2018
Jeff L. KnoxCetera Investment Services LLCBB&T Securities, LLC02-12-2018
William Bailey LoweryCetera Investment Services LLCSecurian Financial Services, Inc.01-10-2018
Joshua Smith GreerCetera Investment Services LLCThrivent Investment Management Inc.12-06-2017
Ellen E. CoppingerCetera Investment Services LLCPFG Advisors$2510-17-2017
Gena Faye WolbrechtCetera Investment Services LLCCetera Investment Services LLC08-03-2017
Scott Douglas EwingCetera Investment Services LLCFifth Third Securities, Inc.07-31-2017
Jeff M. WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Jake Dakota McKinnieCetera Investment Services LLCThrivent Investment Management Inc.04-21-2017
Nathaniel Harris PowersCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Mark Coe PendergrastCetera Investment Services LLCStephens$2512-07-2016
Kevin Wayne WhiteCetera Investment Services LLCCWM, LLC12-07-2016
James Abraham Satterfield Jr.Cetera Investment Services LLCTrustFirst$1009-23-2016
David Glen RoessnerCetera Investment Services LLCFifth Third Securities, Inc.08-11-2016
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.