Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Russell ReedyCetera Investment Services LLCEquitable Advisors, LLC03-16-2020
Chester Michael Waggoner JrCetera Investment Services LLCFifth Third Securities, Inc.10-21-2019
James Andrew VaughnCetera Investment Services LLCEdward Jones10-15-2019
Charles Daniel Raube JrCetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Jerry Winston Jarrett JrCetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Joseph Furman BishopCetera Investment Services LLCJackson National Life Distributors LLC07-02-2018
Michael Erwood McCormickCetera Investment Services LLCSignator Investors, Inc.04-30-2018
Blake M SchneiderCetera Investment Services LLCJackson National Life Distributors LLC04-02-2018
Matthew David CanterCetera Investment Services LLCEqis Securities, LLC03-07-2018
Jeff L KnoxCetera Investment Services LLCBB&T Securities, LLC02-12-2018
William Bailey LoweryCetera Investment Services LLCSecurian Financial Services, Inc.01-10-2018
Ellen E CoppingerCetera Investment Services LLCPFG Advisors$2510-17-2017
Gregory M GreeneCetera Investment Services LLCBB&T Investment Services, Inc.09-25-2017
Scott Douglas EwingCetera Investment Services LLCFifth Third Securities, Inc.07-31-2017
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Caylee Grace FieldsCetera Investment Services LLCMoney Concepts Capital Corp05-03-2017
Jake Dakota McKinnieCetera Investment Services LLCThrivent Investment Management Inc.04-21-2017
Nathaniel Harris PowersCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Mark Coe PendergrastCetera Investment Services LLCStephens12-07-2016
James Abraham Satterfield JrCetera Investment Services LLCTrustFirst$15009-23-2016
David Glen RoessnerCetera Investment Services LLCFifth Third Securities, Inc.08-11-2016
James Anthony SmithCetera Investment Services LLCU.S. Bancorp Investments, Inc.09-09-2015
Brenton J GoersCetera Investment Services LLCPrincipal Funds Distributor, Inc.$2508-18-2015
Michael Adrian SharpCetera Investment Services LLCEdward Jones04-03-2015
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.