Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.$105-06-2019
Jerry Winston Jarrett Jr.Cetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Gregory Scott Griffith Sr.Cetera Investment Services LLCCambridge Investment Research, Inc.08-02-2018
Joseph Furman BishopCetera Investment Services LLCJackson National Life Distributors LLC07-02-2018
Derek Gates DieterichCetera Investment Services LLCAspire Private Wealth Counsel, LLC$2505-04-2018
Michael Erwood MccormickCetera Investment Services LLCSignator Investors, Inc.04-30-2018
Ellen E CoppingerCetera Investment Services LLCPFG Advisors$2510-17-2017
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Kevin Wayne WhiteCetera Investment Services LLCCWM, LLC12-07-2016
James Abraham Satterfield Jr.Cetera Investment Services LLCTrustFirst$15009-23-2016
David Glen RoessnerCetera Investment Services LLCFifth Third Securities, Inc.08-11-2016
Anthony George Doyley Jr.Cetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Leandro Garcia Christiano SilvaCetera Investment Services LLCTaylor Securities, Inc.12-14-2015
Brenton James GoersCetera Investment Services LLCPrincipal Funds Distributor, Inc.$2508-18-2015
Michael Adrian SharpCetera Investment Services LLCEdward Jones04-03-2015
Ryan Michael TracyCetera Investment Services LLCSecurian Financial Services, Inc.02-11-2015
David Michael BiggsCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Kevin Stuart FillersCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2013
Brett Louis DartezCetera Investment Services LLCEdward Jones$103-14-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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