Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Brenton J. GoersCetera Investment Services LLCPrincipal Funds Distributor, Inc.08-18-2015
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
David Glen RoessnerCetera Investment Services LLCFifth Third Securities, Inc.08-11-2016
Derek Gates DieterichCetera Investment Services LLCAspire Private Wealth Counsel, LLC$2505-04-2018
Ellen E. CoppingerCetera Investment Services LLCPFG Advisors$2510-17-2017
Jake Dakota McKinnieCetera Investment Services LLCThrivent Investment Management Inc.04-21-2017
James Abraham Satterfield Jr.Cetera Investment Services LLCTrustFirst$1009-23-2016
Jeff M. WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Jerry Winston Jarrett Jr.Cetera Investment Services LLCPruco Securities, LLC.$1002-04-2019
Joseph Furman BishopCetera Investment Services LLCJackson National Life Distributors LLC07-02-2018
Michael A. SharpCetera Investment Services LLCEdward Jones04-03-2015
Michael Erwood McCormickCetera Investment Services LLCSignator Investors, Inc.04-30-2018
Ryan Michael TracyCetera Investment Services LLCSecurian Financial Services, Inc.02-11-2015

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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