Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay L Hollis JrCommonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Michael Francis WhitneyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.05-08-2019
Jeremy Richard GeorgeCommonwealth Financial NetworkSouthwestern Investment Advisory Services, Inc.$10008-20-2018
Eric Daniel WellonsCommonwealth Financial NetworkSouthwestern Investment Advisory Services, Inc.08-20-2018
James Euart CochranCommonwealth Financial NetworkSecurian Financial Services, Inc.06-11-2018
Nathan Mcewin RollinsCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-06-2017
David A Pickler Teresa JW BaileCommonwealth Financial NetworkLPL Financial LLC$25010-19-2015
David Anthony PicklerCommonwealth Financial NetworkPickler & Bailey Financial Planning, LLC$10010-15-2015
Anne Johnson BorstCommonwealth Financial NetworkPickler Wealth Advisors LLC10-15-2015
Melissa Ann SkovdalCommonwealth Financial NetworkLPL Financial LLC10-15-2015
Barbara Ferris RichardsCommonwealth Financial NetworkTrustCore Investments LLC03-13-2015
Mark D Richards IIICommonwealth Financial NetworkTrustCore Investments LLC$15003-13-2015
Hugh Harold ParksCommonwealth Financial NetworkLIFETIME PLANNING, INC.08-04-2014
Richard Raymond CarlsonCommonwealth Financial NetworkUBS Financial Services Inc.05-11-2012
Bennett Joseph JaredCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10009-23-2011
Michelle Nunley WhiteakerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15009-23-2011
Douglas Scott HardyCommonwealth Financial NetworkUBS Financial Services Inc.$5009-02-2011
James Montgomery DulaCommonwealth Financial NetworkUBS Financial Services Inc.$9905-27-2011
William Scott ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.$15005-27-2011
Nathan Franklin ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.$15005-27-2011
Hulon Otis Warlick IVCommonwealth Financial NetworkFTB Advisors, Inc.$15011-03-2010
Bradley Scott RobertsCommonwealth Financial NetworkJ.J.B. Hilliard, W.L. Lyons, LLC$5006-11-2010
David R BermanCommonwealth Financial NetworkUBS Financial Services Inc.$5002-12-2010
William Watkins PeermanCommonwealth Financial NetworkStanford Group Company$5003-25-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.