Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Jeremy Richard GeorgeCommonwealth Financial NetworkSouthwestern Investment Advisory Services, Inc.$10008-20-2018
Nathan Mcewin RollinsCommonwealth Financial NetworkRaymond James Financial Services, Inc.10-06-2017
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial LLC LLC$25010-19-2015
David Anthony PicklerCommonwealth Financial NetworkPickler & Bailey Financial Planning, LLC$10010-15-2015
Anne Johnson BorstCommonwealth Financial NetworkPickler Wealth Advisors LLC10-15-2015
Barbara Ferris Richards, Mark D. Richards IIICommonwealth Financial NetworkTrustCore Investments LLC$5003-13-2015
Clayton Joseph ChapmanCommonwealth Financial NetworkDuncan-Williams, Inc.01-08-2015
Bennett Joseph Jared, Michelle Nunley WhiteakerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5009-23-2011
James Montgomery Dula, William Scott Parkhurst, Nathan Franklin ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.$10005-27-2011
Hulon Otis Warlick IV, Stacey Stephenson HydeCommonwealth Financial NetworkFTB Advisors, Inc.11-03-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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