Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael Hebert Jr.FTB Advisors, Inc.J.P. Morgan Securities LLC11-16-2018
Brett Tyler HuntFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-03-2017
James Robert ColeFTB Advisors, Inc.BOK Financial Services, Inc.$25008-07-2017
Laura Jane DavisFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC06-21-2017
Derek Charles BrownFTB Advisors, Inc.Scottrade, Inc.05-03-2017
Jeffrey Louis FlowersFTB Advisors, Inc.LPL Financial LLC01-18-2017
Timothy Brian RichardsonFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2016
Thomas Goff CarlisleFTB Advisors, Inc.Hanover Securities09-20-2016
Jennifer Marie RobertsFTB Advisors, Inc.SunTrust Investment Services, Inc.$2509-07-2016
Nathan Andrew Pera VFTB Advisors, Inc.Wells Fargo Clearing Services, LLC08-30-2016
David Barry DeansFTB Advisors, Inc.Americafirst Securities, Inc.07-26-2016
Robert Dudley Park Jr.FTB Advisors, Inc.SunTrust Robinson Humphrey, Inc.06-20-2016
Berrie Beth CobleFTB Advisors, Inc.NBC Securities, Inc.$15006-06-2016
Chance C BarronFTB Advisors, Inc.INVEST Financial Corporation06-03-2016
Tyler Oliver HicksFTB Advisors, Inc.Edward Jones04-06-2016
James Rhett LankfordFTB Advisors, Inc.Cetera Investment Advisers LLC04-04-2016
Keaton Reid WilliamsFTB Advisors, Inc.Ameriprise Financial Services, Inc.03-16-2016
Micah Jarett CharynFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC03-14-2016
Stephen Piacentini Jr.FTB Advisors, Inc.LPL Financial LLC08-19-2015
Paul Henry BarlowFTB Advisors, Inc.BIC Distributors, LLC08-03-2015
Jeffrey Lynn BurgessFTB Advisors, Inc.SunTrust Investment Services, Inc.07-01-2015
Chad James MckinneyFTB Advisors, Inc.Scottrade, Inc.$5003-30-2015
James Leslie Nicholson IIFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Chad James MckinneyFTB Advisors, Inc.Fidelity Brokerage Services LLC$5012-01-2014
Loren Elise CharacterFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC07-24-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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