Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Boyd ReedFTB Advisors, Inc.Charles Schwab & Co., Inc.04-20-2009
David Alan LookadooFTB Advisors, Inc.SunTrust Investment Services, Inc.05-06-2009
Patrick Sean JohnsonFTB Advisors, Inc.UBS Financial Services Inc.05-18-2009
Rosalyn Rochelle GrayFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2009
David Jay LambersFTB Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-07-2009
Caralyn Vansice BalthropFTB Advisors, Inc.Morgan Keegan & Company, Inc.$5012-15-2009
Sepideh KadivarFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2010
David K TomitaFTB Advisors, Inc.UBS Financial Services Inc.07-06-2010
Kristen Baker DiamondFTB Advisors, Inc.NYLIFE Securities LLC07-06-2010
Travis Rene' LemonteFTB Advisors, Inc.SunTrust Investment Services, Inc.05-01-2012
Nicholas Wayne HodgeFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2012
Jesse Kelin GilesFTB Advisors, Inc.Ameriprise Financial Services, Inc.07-24-2012
Timothy Micheal BallardFTB Advisors, Inc.Morgan Stanley06-01-2013
Joseph Michael SciaraFTB Advisors, Inc.SunTrust Investment Services, Inc.07-10-2013
James Heath RaperFTB Advisors, Inc.SunTrust Investment Services, Inc.$5011-18-2013
Michael Eugene WinemillerFTB Advisors, Inc.SunTrust Investment Services, Inc.11-18-2013
Loren Elise CharacterFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC07-24-2014
Chad James MckinneyFTB Advisors, Inc.Fidelity Brokerage Services LLC$5012-01-2014
James Leslie Nicholson IIFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Chad James MckinneyFTB Advisors, Inc.Scottrade, Inc.$5003-30-2015
Jeffrey Lynn BurgessFTB Advisors, Inc.SunTrust Investment Services, Inc.07-01-2015
Paul Henry BarlowFTB Advisors, Inc.BIC Distributors, LLC08-03-2015
Stephen Piacentini Jr.FTB Advisors, Inc.LPL Financial LLC08-19-2015
Micah Jarett CharynFTB Advisors, Inc.Northwestern Mutual Investment Services, LLC03-14-2016
Keaton Reid WilliamsFTB Advisors, Inc.Ameriprise Financial Services, Inc.03-16-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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