Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caralyn Vansice BalthropFTB Advisors, Inc.Morgan Keegan & Company, Inc.12-15-2009
Kristen Baker DiamondFTB Advisors, Inc.NYLIFE Securities LLC07-06-2010
Adriel Darrell McCordFTB Advisors, Inc.FTB Advisors, Inc.06-06-2013
Scott Tracy WettengelFTB Advisors, Inc.FTB Advisors, Inc.$5009-18-2013
William Timothy MorganFTB Advisors, Inc.FTB Advisors, Inc.$15010-10-2013
Randy Dolph MyersFTB Advisors, Inc.FTB Advisors, Inc.$15010-10-2013
Michael Tod WilliamsFTB Advisors, Inc.FTB Advisors, Inc.$15010-10-2013
James Wilson Powell Jr.FTB Advisors, Inc.FTB Advisors, Inc.$10010-10-2013
Michael Brian HollenbachFTB Advisors, Inc.FTB Advisors, Inc.$10010-10-2013
Melanie Craft ComptonFTB Advisors, Inc.FTB Advisors, Inc.$5010-10-2013
Michael William HardinFTB Advisors, Inc.FTB Advisors, Inc.$5010-10-2013
Dean Drew MakinsterFTB Advisors, Inc.FTB Advisors, Inc.$5010-10-2013
Martin Neil JonesFTB Advisors, Inc.FTB Advisors, Inc.$2510-10-2013
James Timothy GodwinFTB Advisors, Inc.FTB Advisors, Inc.$2510-10-2013
Bradley Michael StaffordFTB Advisors, Inc.FTB Advisors, Inc.$1010-10-2013
Trevor Scott SmithFTB Advisors, Inc.FTB Advisors, Inc.$1010-10-2013
Bryan Paul RodgersFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Terance Kermit MorganFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Christopher Michael HicksFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Lonnie Leon ListonFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Deanna Marie GonzalezFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Ann Woodard RoachFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Stephanie Young HawkinsFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Daniel Joseph BottoFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
Yvette Zdonowicz BryanFTB Advisors, Inc.FTB Advisors, Inc.10-10-2013
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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