Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee Remine JrFidelity Brokerage Services LLCTD Ameritrade, Inc.08-14-2020
Jason Edward BuresFidelity Brokerage Services LLCProEquities, Inc.07-27-2020
Brian David CoxFidelity Brokerage Services LLCCetera Investment Services LLC07-10-2020
Philip Thomas AlfordFidelity Brokerage Services LLCEdward Jones06-23-2020
Ryan Kyle EalyFidelity Brokerage Services LLCSecurian Financial Services, Inc.02-25-2020
Daniel Robert BanksFidelity Brokerage Services LLCVanguard Marketing Corporation09-25-2019
Cliff C SulcerFidelity Brokerage Services LLCPark Avenue Securities LLC06-13-2019
John Alan KentFidelity Brokerage Services LLCT. Rowe Price Investment Services, Inc.05-18-2018
Matthew John EllisFidelity Brokerage Services LLCVanguard Marketing Corporation08-10-2017
Victor Murdaugh WhiteFidelity Brokerage Services LLCCharles Schwab & Co., Inc.06-11-2015
Thomas Chad RutherfordFidelity Brokerage Services LLCEdward Jones03-20-2015
Brooke Ashley PackFidelity Brokerage Services LLCUBS Financial Services Inc.$5002-10-2015
Daniel Alan SlowinskiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2014
Ashley Lynn ArringtonFidelity Brokerage Services LLCFirst Command Brokerage Services, Inc.03-12-2014
Stevon Lamar WebsterFidelity Brokerage Services LLCCurian Clearing, LLC09-27-2013
Anthony Edward TevisFidelity Brokerage Services LLCStifel, Nicolaus & Company, Incorporated09-19-2013
Robert Harold Sass JrFidelity Brokerage Services LLCEdward Jones08-16-2013
Lindsey Maureen WortmanFidelity Brokerage Services LLCRaymond James Financial Services, Inc.$15012-03-2012
Heather Leanne PalmerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC03-19-2012
John David Erickson JrFidelity Brokerage Services LLCCarty & Company, Inc.09-26-2011
Peter John PalmerFidelity Brokerage Services LLCNew England Securities12-06-2010
Evan Michael FischerFidelity Brokerage Services LLCEdward Jones06-28-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.