Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Joseph BarsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2020
Sean Taylor WilsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-01-2020
Amy Warren EdwardsLPL Financial LLCSecurities Service Network, LLC07-06-2020
Kimberly M BarryLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2020
Daniel Alan SellersLPL Financial LLCEdward Jones06-22-2020
Celia Cayce-TaylorLPL Financial LLCEdward Jones06-22-2020
Jessica Mosby MartinLPL Financial LLCB. Riley Wealth Management05-13-2020
Kevin Warren MacwilliamsLPL Financial LLCSecurities America, Inc.04-23-2020
Paul E GoodLPL Financial LLCAmeriprise Financial Services, LLC04-21-2020
Aleksander TkachenkoLPL Financial LLCU.S. Bancorp Investments, Inc.04-07-2020
Dick White ThompsonLPL Financial LLCMML Investors Services, LLC03-26-2020
William Andrew CochranLPL Financial LLCRaymond James & Associates, Inc.03-13-2020
Walter Glenn GrantLPL Financial LLCMML Investors Services, LLC02-26-2020
Augustus Bo M DavisLPL Financial LLCRaymond James Financial Services, Inc.02-10-2020
Roger Allen Barnett IILPL Financial LLCHornor, Townsend & Kent, LLC01-23-2020
Anthony Wayne Sheffield SrLPL Financial LLCHornor, Townsend & Kent, LLC01-23-2020
Bruce Crisman ArnoldLPL Financial LLCFSC Securities Corporation11-01-2019
Charlotte Childress MartinLPL Financial LLCFSC Securities Corporation11-01-2019
David H McIllwainLPL Financial LLCFSC Securities Corporation$2511-01-2019
Brenda Sanders SpeerLPL Financial LLCFSC Securities Corporation11-01-2019
Kevin W DavisLPL Financial LLCCUSO Financial Services, L.P.10-28-2019
George Sturges Hastings JrLPL Financial LLCH. Beck, Inc.10-01-2019
Robert Mcknight Johnston JrLPL Financial LLCFHN Financial Securities Corp.07-10-2019
Charles Christopher ConnorsLPL Financial LLCTransamerica Financial Advisors, Inc$2504-10-2019
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.