Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Robert Byron SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
John Robert BondLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Winston Barrett MinterLPL Financial LLCMorgan Stanley$10012-14-2018
Fred Scott BurkeLPL Financial LLCRaymond James Financial Services, Inc.$5010-19-2018
Ivan Luke GriffinLPL Financial LLCPrivate Client Services, LLC$109-20-2018
Taylor Alan WhittLPL Financial LLCMML Investors Services, LLC09-12-2018
Tanya J. Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Brent Patrick NicksLPL Financial LLCB. Riley Wealth Management04-09-2018
James Bradford BakerLPL Financial LLCEdward Jones$1002-26-2018
Justin David DruckenmillerLPL Financial LLCWaddell & Reed$102-23-2018
Christopher Adam WardLPL Financial LLCWaddell & Reed12-14-2017
Robert Eugene NormanLPL Financial LLCU.S. Bancorp Investments, Inc.$5012-01-2017
Kevin E SmithLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Ronald Dean BaileyLPL Financial LLCNational Planning Corporation$111-29-2017
Clint Anthony FosterLPL Financial LLCEdward Jones10-16-2017
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation$5010-13-2017
Charles Edward Earle Jr.LPL Financial LLCINVEST Financial Corporation$2510-13-2017
John Andrew JohnsonLPL Financial LLCEdward Jones$2508-25-2017
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Jeffrey Scott HattonLPL Financial LLCSunTrust Investment Services, Inc.$5006-15-2017
Benjamin Rhett FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Joshua David BlackLPL Financial LLCFirst Command Financial Planning, Inc.05-12-2017
Sheila Powers JonesLPL Financial LLCInfinex Investments, Inc.$2503-28-2017
Next Page »

Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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