Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
James Matthew MunseyLPL Financial LLCAXA Advisors, LLC12-15-2016
Byron Beene BoydLPL Financial LLCAXA Advisors, LLC05-15-2015
Brent Patrick NicksLPL Financial LLCB. Riley Wealth Management04-09-2018
Wayne Blackburn GlennLPL Financial LLCBrokersXpress LLC08-06-2012
Billy Ray Caldwell Jr.LPL Financial LLCCambridge Way, Inc.$2504-21-2009
Michael Scott ByromLPL Financial LLCCetera Financial Specialists LLC$1007-28-2010
Tanya Jeanette Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Kenneth Alan FordLPL Financial LLCCetera Investment Services LLC02-09-2015
Steven Monroe MillerLPL Financial LLCCUNA Brokerage Services, Inc.$20002-14-2012
Lonnie Louis Smith Jr.LPL Financial LLCDuncan-Williams, Inc.04-17-2015
Thomas Lee ChristenburyLPL Financial LLCDuncan-Williams, Inc.02-07-2013
James Bradford BakerLPL Financial LLCEdward Jones$1002-26-2018
Clint Anthony FosterLPL Financial LLCEdward Jones10-16-2017
John Andrew JohnsonLPL Financial LLCEdward Jones$2508-25-2017
Stephen D. StampsLPL Financial LLCEdward Jones11-09-2015
Vondal DavidsonLPL Financial LLCEdward Jones$20007-09-2015
Hampton B. BourneLPL Financial LLCEdward Jones06-12-2015
Brandon Keith AllenLPL Financial LLCEdward Jones04-06-2015
Brent William WalkerLPL Financial LLCEdward Jones03-09-2015
Andy Levoy KnowlesLPL Financial LLCEdward Jones10-15-2014
Rodney Lorenzt DunnLPL Financial LLCEdward Jones$1001-28-2013
Christopher Roy ClaytonLPL Financial LLCEdward Jones12-14-2012
Troy Ashley GentryLPL Financial LLCEdward Jones12-10-2012
Tony Russell WootenLPL Financial LLCEdward Jones$15008-03-2012
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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