Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, LLC$4701-02-2009
Douglas Jay HarmonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC$5004-01-2009
Billy Ray Caldwell JrLPL Financial LLCCambridge Way, Inc.$2504-21-2009
David Allen KautzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-01-2009
James William Ferrell JrLPL Financial LLCRaymond James & Associates, Inc.09-17-2009
Darrell Mitchell AveryLPL Financial LLCEdward Jones10-09-2009
James Michael Woods JrLPL Financial LLCEdward Jones$1,00011-12-2009
Steven Trevor SkipperLPL Financial LLCEdward Jones$10011-12-2009
Eric Matthew StocktonLPL Financial LLCPFS Investments Inc.$2512-09-2009
Robert Leonard PragnellLPL Financial LLCMorgan Keegan & Company, Inc.$2501-05-2010
Anthony Todd JonesLPL Financial LLCFirst Legacy Securities, LLC02-12-2010
Michael Scott ByromLPL Financial LLCCetera Financial Specialists LLC$2507-28-2010
Jessica Y JungLPL Financial LLCMorgan Keegan & Company, Inc.10-22-2010
James Robert FairweatherLPL Financial LLCEdward Jones11-03-2010
D Kent BilbreyLPL Financial LLCINVEST Financial Corporation$2501-18-2011
Alexander Walker JonesLPL Financial LLCFirst Horizon Advisors, Inc.03-24-2011
Joshua Neal GerikLPL Financial LLCEdward Jones$3203-28-2011
Craig Harrison MillerLPL Financial LLCEdward Jones04-20-2011
Lester Russell Kefauver IVLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$2509-08-2011
Daniel Arthur DuboisLPL Financial LLCVALIC Financial Advisors, Inc.09-29-2011
Phillip Earl WepkingLPL Financial LLCU.S. Bancorp Investments, Inc.$2510-28-2011
Traci Kim MillerLPL Financial LLCEdward Jones11-28-2011
Steven Monroe MillerLPL Financial LLCCUNA Brokerage Services, Inc.$20002-14-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.