Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, Inc.01-02-2009
Douglas Jay HarmonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC04-01-2009
Billy Ray Caldwell Jr.LPL Financial LLCCambridge Way, Inc.$2504-21-2009
David Allen KautzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2009
David Harry DavisLPL Financial LLCMutual Service Corporation$10009-08-2009
Thomas Edward WatsonLPL Financial LLCMutual Service Corporation$2509-08-2009
Luane Davis CulpepperLPL Financial LLCMutual Service Corporation09-08-2009
Crystal Leigh WalkerLPL Financial LLCMutual Service Corporation09-08-2009
John William CobbLPL Financial LLCMutual Service Corporation09-08-2009
Scott David JonesLPL Financial LLCMutual Service Corporation09-08-2009
James William Ferrell Jr.LPL Financial LLCRaymond James & Associates, Inc.09-17-2009
James Michael Woods Jr.LPL Financial LLCEdward Jones11-12-2009
Steven Trevor SkipperLPL Financial LLCEdward Jones11-12-2009
Eric Matthew StocktonLPL Financial LLCPFS Investments Inc.12-09-2009
Robert Leonard PragnellLPL Financial LLCMorgan Keegan & Company, Inc.$2501-05-2010
Reagan Conrad CurlLPL Financial LLCMidAmerica Financial Services, Inc.03-19-2010
Michael Scott ByromLPL Financial LLCCetera Financial Specialists LLC$1007-28-2010
Jessica Y. JungLPL Financial LLCMorgan Keegan & Company, Inc.10-22-2010
James Robert FairweatherLPL Financial LLCEdward Jones$2511-03-2010
Alexander Walker JonesLPL Financial LLCFTB Advisors, Inc.03-24-2011
Joshua Neal GerikLPL Financial LLCEdward Jones$2503-28-2011
Craig Harrison MillerLPL Financial LLCEdward Jones04-20-2011
John Thomas Garmany Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10005-19-2011
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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