Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation$10010-13-2017
Alexander Walker JonesLPL Financial LLCFirst Horizon Advisors, Inc.03-24-2011
Amy Warren EdwardsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-06-2015
Andy Levoy KnowlesLPL Financial LLCEdward Jones$25010-15-2014
Angela Leanne DavisLPL Financial LLCSunTrust Advisory Services, Inc.$50003-26-2018
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, Inc.$25001-02-2009
Barry Russell BartlettLPL Financial LLCInvestment Professionals, Inc.$10003-27-2013
Benjamin Alvis Gentry IILPL Financial LLCNext Financial Group, Inc.$10008-28-2012
Benjamin Halden KlineLPL Financial LLCPruco Securities, LLC.03-01-2013
Benjamin R. FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Billy Ray Caldwell Jr.LPL Financial LLCCambridge Way, Inc.$25004-21-2009
Bobby Jacob TallentLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-16-2011
Bradden Glen KimesLPL Financial LLCHWM LLC$10003-28-2011
Bradley David ChurchLPL Financial LLCWells Fargo Advisors Financial Network, LLC03-17-2011
Brandon Keith AllenLPL Financial LLCEdward Jones$10004-06-2015
Brent Patrick NicksLPL Financial LLCB. Riley Wealth Management04-09-2018
Brent William WalkerLPL Financial LLCEdward Jones03-09-2015
Brian Ashley MullinsLPL Financial LLCINVEST Financial Corporation$50006-12-2014
Brian David MurrayLPL Financial LLCEdward Jones04-29-2010
Brian Thomas SchnabelLPL Financial LLCPrincipal Securities, Inc.$15005-20-2013
Bruce Crisman ArnoldLPL Financial LLCFSC Securities Corporation$10011-01-2019
Bruce MartinLPL Financial LLCUBS Financial Services Inc.04-22-2015
Bryan A. SiskLPL Financial LLCFTB Advisors, Inc.11-12-2010
Bryan Edward NormanLPL Financial LLCCUNA Brokerage Services, Inc.02-14-2012
Byron Beene BoydLPL Financial LLCAXA Advisors, LLC05-15-2015
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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