Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Sturges Hastings Jr.LPL Financial LLCH. Beck, Inc.10-01-2019
Roger Jamison ShiremanLPL Financial LLCHornor, Townsend & Kent, LLC04-09-2019
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Robert B. SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
Hays Ronald CulbrethLPL Financial LLCFTB Advisors, Inc.02-21-2019
Winston Barrett MinterLPL Financial LLCMorgan Stanley12-14-2018
Ivan L. GriffinLPL Financial LLCPrivate Client Services, LLC09-20-2018
Taylor Alan WhittLPL Financial LLCMML Investors Services, LLC09-12-2018
Brent Patrick NicksLPL Financial LLCB. Riley Wealth Management04-09-2018
James Darren RobersonLPL Financial LLCINVEST Financial Corporation02-14-2018
Matthew Alan PlumleyLPL Financial LLCINVEST Financial Corporation02-14-2018
Daniel T. AbbottLPL Financial LLCINVEST Financial Corporation02-14-2018
Parker Christian MolitorLPL Financial LLCINVEST Financial Corporation02-14-2018
Rachel Renee ShoultsLPL Financial LLCINVEST Financial Corporation02-14-2018
William C. FusonLPL Financial LLCINVEST Financial Corporation02-14-2018
Lucas D. PresleyLPL Financial LLCINVEST Financial Corporation02-14-2018
Christopher Adam WardLPL Financial LLCWaddell & Reed12-14-2017
Ronald Dean BaileyLPL Financial LLCNational Planning Corporation11-29-2017
Kevin E. SmithLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Clint Anthony FosterLPL Financial LLCEdward Jones10-16-2017
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation10-13-2017
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Benjamin R. FordhamLPL Financial LLCRaymond James Financial Services, Inc.06-09-2017
Joshua D. BlackLPL Financial LLCFirst Command Financial Planning, Inc.05-12-2017
Next Page »

Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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