Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Christopher ByrdMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2020
John Daniel RichardsonMML Investors Services, LLCPark Avenue Securities LLC12-11-2019
Cooper Ryan SmithMML Investors Services, LLCSecurian Financial Services, Inc.12-11-2019
Judson E. PyattMML Investors Services, LLCPark Avenue Securities LLC11-22-2019
Dustin Cain MyersMML Investors Services, LLCPark Avenue Securities LLC11-22-2019
Carlyn Leroy Malom IIMML Investors Services, LLCEdward Jones11-14-2019
Daniel J. ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2019
Thomas LylesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Vernon Douglas RussMML Investors Services, LLCNYLIFE Securities LLC01-02-2019
Matthew Field Van CleveMML Investors Services, LLCPark Avenue Securities LLC09-18-2018
Michael Oneal SharptonMML Investors Services, LLCLifeMark Securities Corp.$2509-05-2018
Robert A. AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Joe F. TetletonMML Investors Services, LLCWoodmen Financial Services, Inc.02-15-2018
Charles Emerson IIMML Investors Services, LLCINVEST Financial Corporation10-25-2017
Jarred Dwayne BaileyMML Investors Services, LLCSignator Investors, Inc.$110-11-2017
Shannon D. WalkerMML Investors Services, LLCWoodmen Financial Services, Inc.10-03-2017
Kathryn Lane ArthurMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-21-2017
Nathan Bradley HarroMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
Marina MamazovaMML Investors Services, LLCU.S. Bancorp Investments, Inc.03-06-2017
Steven Bennett LebowitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2016
Kenneth Mathew McClintockMML Investors Services, LLCSunTrust Investment Services, Inc.11-18-2016
Nicholas Moor WeissfeldMML Investors Services, LLCTennessee Valley Asset Management Partners, LLC$2507-22-2016
Douglas Paul StrozakMML Investors Services, LLCMWA Financial Services Inc.05-10-2016
Charles Benjamin ClarkMML Investors Services, LLCNYLIFE Securities LLC03-22-2016
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.