Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Oneal SharptonMML Investors Services, LLCLifeMark Securities Corp.$2509-05-2018
Robert A AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Joe Franklin TetletonMML Investors Services, LLCWoodmen Financial Services, Inc.02-15-2018
Charles Emerson IIMML Investors Services, LLCINVEST Financial Corporation10-25-2017
Shannon D. WalkerMML Investors Services, LLCWoodmen Financial Services, Inc.10-03-2017
NATHAN BRADLEY HARROMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-08-2017
Edward R WildermuthMML Investors Services, LLCNYLIFE Securities LLC04-13-2017
Marina MamazovaMML Investors Services, LLCU.S. Bancorp Investments, Inc.03-06-2017
Jonathan Culp HeyenMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Nicholas Moor WeissfeldMML Investors Services, LLCTennessee Valley Asset Management Partners, LLC07-22-2016
Douglas Paul StrozakMML Investors Services, LLCMWA Financial Services Inc.05-10-2016
Charles Benjamin ClarkMML Investors Services, LLCNYLIFE Securities LLC03-22-2016
Stephen Kenneth ReevesMML Investors Services, LLCSunTrust Investment Services, Inc.01-26-2016
Jason Philip SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-14-2016
Cobb Hays HammondMML Investors Services, LLCCarty & Company, Inc.06-11-2015
Justin Paul BillinghamMML Investors Services, LLCWaddell & Reed03-24-2015
Douglas Luther VowelsMML Investors Services, LLCNYLIFE Securities LLC01-26-2015
David Benjamin WorleyMML Investors Services, LLCNYLIFE Securities LLC10-02-2014
Gerald King EmersonMML Investors Services, LLCPark Avenue Securities LLC04-25-2014
Gregory Wayne BrennerMML Investors Services, LLCSecurian Financial Services, Inc.04-10-2014
Marcus Terrell TurnerMML Investors Services, LLCAllstate Financial Services, LLC12-26-2013
Benjamin Louis Wright Jr.MML Investors Services, LLCNationwide Securities, LLC08-01-2013
Clifton EleyMML Investors Services, LLCNYLIFE Securities LLC04-17-2013
Adam Blake CriggerMML Investors Services, LLCNew England Securities11-26-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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