Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Dennis CovingtonMML Investors Services, LLCCambridge Way, Inc.$2501-12-2009
Tammy B PaxtonMML Investors Services, LLCThoroughbred Financial Services, LLC01-16-2009
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-20-2009
Frances Anne WorthingtonMML Investors Services, LLCLincoln Financial Distributors, Inc.08-10-2009
Paul Todd GaitherMML Investors Services, LLCEdward Jones08-17-2009
Michael Sean VereenMML Investors Services, LLCLPL Financial LLC$5009-11-2009
Seth Patrick ColleyMML Investors Services, LLCFirst Legacy Securities, LLC11-16-2009
Richard Alan JonesMML Investors Services, LLCFSC Securities Corporation$101-08-2010
Bavy Uriah LopezMML Investors Services, LLCFirst Command Financial Planning, Inc.02-16-2010
Jay A. DedekerMML Investors Services, LLCAXA Advisors, LLC05-19-2010
Andrew William VinsonMML Investors Services, LLCMorgan Keegan & Company, Inc.$112-06-2010
Adriane E BaileyMML Investors Services, LLCNYLIFE Securities LLC02-29-2012
Thomas Gregory MillerMML Investors Services, LLCNYLIFE Securities LLC03-02-2012
William Joel BellMML Investors Services, LLCNew England Securities04-05-2012
Laura Kaczor StevensMML Investors Services, LLCMorgan Stanley07-27-2012
Ryan M MontgomeryMML Investors Services, LLCNew England Securities09-10-2012
Walter Glenn GrantMML Investors Services, LLCNew England Securities10-15-2012
Adam Blake CriggerMML Investors Services, LLCNew England Securities11-26-2012
Clifton EleyMML Investors Services, LLCNYLIFE Securities LLC04-17-2013
Benjamin Louis Wright Jr.MML Investors Services, LLCNationwide Securities, LLC08-01-2013
Marcus Terrell TurnerMML Investors Services, LLCAllstate Financial Services, LLC12-26-2013
Gregory Wayne BrennerMML Investors Services, LLCSecurian Financial Services, Inc.04-10-2014
Gerald King EmersonMML Investors Services, LLCPark Avenue Securities LLC04-25-2014
David Benjamin WorleyMML Investors Services, LLCNYLIFE Securities LLC10-02-2014
Douglas Luther VowelsMML Investors Services, LLCNYLIFE Securities LLC01-26-2015
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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